Benjamin Esdaile
GALLAGHER FIDUCIARY ADVISORS | Financial Advisor
Madison, WI 53703
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CRD#: 5821839
Professional summary
Benjamin Esdaile is a registered financial advisor currently at GALLAGHER FIDUCIARY ADVISORS, LLC located in Madison, Wisconsin and OSAIC WEALTH, INC. located in Madison, Wisconsin.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Benjamin has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
What are your service offerings?
Investment Management
Retirement Planning Strategies
Saving for Education
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Outside Employment; JWH GROUP LLC; Investment Manager; Madison, WI 53717; Investment Related; Sep 2020; 60+ hours per month; 60+ during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Esdaile's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 23, 2025 - Present
GALLAGHER FIDUCIARY ADVISORS, LLC
Office #1: 834 E Washington Ave., Ste. 325, Madison, WI 53703RIA
CRD#: 146509
Madison, WI
Current
January 22, 2025 - Present
OSAIC WEALTH, INC.
Office #1: 834 E Washington Ave Ste 325, Madison, WI 53703RIA
BD
CRD#: 23131
Madison, WI
Past
February 21, 2024 - January 21, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
MIDDLETON, WI
Past
February 8, 2024 - January 21, 2025
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
MIDDLETON, WI
Past
February 19, 2021 - February 6, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Madison, WI
Past
February 19, 2021 - February 6, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Madison, WI
Past
March 11, 2020 - February 24, 2021
WADDELL & REED
RIA
CRD#: 866
MADISON, WI
Past
January 29, 2020 - February 24, 2021
WADDELL & REED
BD
CRD#: 866
MADISON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
Registered Investment Advisory firm - (3/17/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(10/16/2025)
RR
Maryland(10/16/2025)
RR
Mississippi(10/16/2025)
RR
New Jersey(10/15/2025)
RR
North Carolina(10/21/2025)
RR
Virginia(10/8/2025)
RR
West Virginia(10/16/2025)
RR
Wisconsin(1/22/2025)
IAR
Wisconsin(1/23/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/29/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
Registered Investment Advisory firm - (3/17/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2850 Golf Road, Rolling Meadows, IL 60008
Mailing Address
Phone number
(212) 330-1011
Established
Firm type
Fiscal year end
# of Employees
221
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,754 |
| AUM (Assets Under Management) | $ 180,614,282,519 |
Red Flags
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Company Information
GALLAGHER FIDUCIARY ADVISORS, LLC
Financial AdvisorCRD#: 146509Madison, WI 53703TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
