JB
Jason A. Banks
STRATEGIC ADVISERS LLC
SAINT AUGUSTINE, FL
Some features on this profile are disabled
CRD#: 5821726
JB
Professional summary
Jason A. Banks, who also goes by Jason Allen Banks, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Saint Augustine, Florida and FIDELITY BROKERAGE SERVICES LLC located in Jacksonville, Florida.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Jason has worked at 8 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 52, Series 55, Series 7, Series 99 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jason Allen Banks
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-109681|OrgNmn:Delivery Walmart|Org Addr:Saint Augu,Florida,US|OBA Nature:Delivery service using Walmart|Invst Rel:N|Title:Independent Contractor|Duties:na|StrtDt:|TotHrs/mon:30|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Jason A. Banks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 4601 Touchton Rd East, Bldg 400, Jacksonville, FL 32246RIA
CRD#: 104555
SAINT AUGUSTINE, FL
Current
December 21, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 4601 Touchton Rd East, Bldg 400, Jacksonville, FL 32246BD
CRD#: 7784
Jacksonville, FL
Past
May 5, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
JACKSONVILLE, FL
Past
October 16, 2019 - November 13, 2020
NYLIFE SECURITIES LLC
BD
CRD#: 5167
SUNRISE, FL
Past
February 15, 2019 - April 16, 2019
INSIGNEO ADVISORY SERVICES, LLC
RIA
CRD#: 282589
MIAMI, FL
Past
July 31, 2017 - April 16, 2019
INSIGNEO SECURITIES, LLC
BD
CRD#: 29249
MIAMI, FL
Past
June 1, 2015 - July 31, 2017
NORTHEAST SECURITIES, LLC
BD
CRD#: 25996
MIAMI, FL
Past
January 6, 2015 - June 1, 2015
IVY SECURITIES, INC.
BD
CRD#: 104450
GREAT NECK, NY
Past
February 14, 2012 - December 19, 2014
NORTHEAST SECURITIES, LLC
BD
CRD#: 25996
MITCHELFIELD, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/13/2021)
RR
Alaska(1/13/2021)
RR
Arizona(1/13/2021)
RR
Arkansas(1/13/2021)
RR
California(1/13/2021)
RR
Colorado(1/13/2021)
RR
Connecticut(1/13/2021)
RR
Delaware(1/13/2021)
RR
District of Columbia(1/13/2021)
RR
Florida(12/21/2020)
IAR
Florida(3/31/2025)
RR
Georgia(1/13/2021)
RR
Hawaii(1/13/2021)
RR
Idaho(1/13/2021)
RR
Illinois(1/13/2021)
RR
Indiana(1/13/2021)
RR
Iowa(1/13/2021)
RR
Kansas(1/13/2021)
RR
Kentucky(1/13/2021)
RR
Louisiana(1/13/2021)
RR
Maine(1/13/2021)
RR
Maryland(1/13/2021)
RR
Massachusetts(1/13/2021)
RR
Michigan(1/13/2021)
RR
Minnesota(1/13/2021)
RR
Mississippi(1/13/2021)
RR
Missouri(1/13/2021)
RR
Montana(1/13/2021)
RR
Nebraska(1/13/2021)
RR
Nevada(1/13/2021)
RR
New Hampshire(1/13/2021)
RR
New Jersey(1/13/2021)
RR
New Mexico(1/13/2021)
RR
New York(1/13/2021)
RR
North Carolina(1/13/2021)
RR
North Dakota(1/13/2021)
RR
Ohio(1/14/2021)
RR
Oklahoma(1/13/2021)
RR
Oregon(1/13/2021)
RR
Pennsylvania(1/13/2021)
RR
Puerto Rico(1/13/2021)
RR
Rhode Island(1/13/2021)
RR
South Carolina(1/13/2021)
RR
South Dakota(1/13/2021)
RR
Tennessee(1/13/2021)
RR
Texas(1/13/2021)
IAR
Texas(3/31/2025)
RR
Utah(1/13/2021)
RR
Vermont(1/13/2021)
RR
Virginia(1/13/2021)
RR
Washington(1/13/2021)
RR
West Virginia(1/13/2021)
RR
Wisconsin(1/13/2021)
RR
Wyoming(1/13/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 9/24/2012
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
