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Spencer S. Hall
RETIREMENT PLANNING SERVICES
Knoxville, TN 37909
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CRD#: 5821183
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Professional summary
Spencer Stanton Hall, CFP® is a registered financial advisor currently at RETIREMENT PLANNING SERVICES located in Knoxville, Tennessee.
Spencer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Spencer has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Old North Abbey Church not investment-related 322 E. Burwell Ave., Knoxville, TN 37917 Anglican church Deacon, Clergy Team Member 01/2018 8 hours per month no time during trading hours As a deacon, I work with the priests and other deacons to lead and guide the church. I preach quarterly and serve as the deacon on duty monthly at Sunday services. 4533 Papermill LLC not investment-related 4533 Papermill Drive, Knoxville, TN 37909 LLC setup exclusively to hold an office building Co-Owner 6/21/2023 approx. 2 hours per month approx. 1 hour during trading Co-manage office building property
CRS (Client Relationship Summary) - RIA
Click below to view Spencer Stanton Hall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
September 1, 2017 - Present
RETIREMENT PLANNING SERVICES
Office #1: 4533 Papermill Dr Suite 101, Knoxville, TN 37909RIA
CRD#: 289847
Knoxville, TN
Past
September 18, 2020 - October 12, 2021
SECURITIES AMERICA, INC.
BD
CRD#: 10205
KNOXVILLE, TN
Past
February 23, 2011 - December 31, 2017
RETIREMENT PLANNING SERVICES, LLC
RIA
CRD#: 133247
KNOXVILLE, TN
Past
August 9, 2010 - September 18, 2020
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
KNOXVILLE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RP
RETIREMENT PLANNING SERVICES
HALL RETIREMENT PLANNING SERVICES, LLC | RETIREMENT PLANNING SERVICES, LLC | RETIREMENT PLANNING SERVICES
CRD#: 289847 / SEC#: 801-120012
RIA
Registered Investment Advisory firm - (5/6/2021 Approved)North Carolina
Registered Investment Advisory firm - (5/19/2021 Terminated)Tennessee
Registered Investment Advisory firm - (6/10/2021 Terminated)Texas
Registered Investment Advisory firm - (5/11/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(9/7/2017)
IAR
Texas(9/1/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RP
RETIREMENT PLANNING SERVICES
HALL RETIREMENT PLANNING SERVICES, LLC | RETIREMENT PLANNING SERVICES, LLC | RETIREMENT PLANNING SERVICES
CRD#: 289847 / SEC#: 801-120012
RIA
Registered Investment Advisory firm - (5/6/2021 Approved)North Carolina
Registered Investment Advisory firm - (5/19/2021 Terminated)Tennessee
Registered Investment Advisory firm - (6/10/2021 Terminated)Texas
Registered Investment Advisory firm - (5/11/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4533 Papermill Dr Suite 101, Knoxville, TN 37909
Mailing Address
Phone number
(865) 220-9311
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 492 |
| AUM (Assets Under Management) | $ 196,619,523 |
Red Flags
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Company Information
RETIREMENT PLANNING SERVICES
CRD#: 289847Knoxville, TN 37909TRUST BUT VERIFY
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