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BP

Brice W. Payne

ALPHASTAR CAPITAL MANAGEMENT
Clemmons, NC 27012
Some features on this profile are disabled
CRD#: 5820578
BP

Professional summary

Brice W Payne is a registered financial advisor currently at ALPHASTAR CAPITAL MANAGEMENT located in Clemmons, North Carolina.

Brice is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Brice has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BRICE PAYNE DESIGNS-OWNER PHOTOGRAPHY 724 Mitch Dr Winston Salem, NC 27104 719-216-7317 1/HOURS PER MONTH-$1000/YR The Wealth Guardians 3540 Clemmons Road #113 Clemmons NC 28277 Insurance Sales - Producer 160 hours/month The Wealth Navigators, LLC 3540 Clemmons Road #113 Clemmons NC 28277 President, Investment Related DBA for Securities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brice W Payne's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 11, 2018 - Present

ALPHASTAR CAPITAL MANAGEMENT

Office #1: 3554 Clemmons Road Suite 001, Clemmons, NC 27012
RIA
CRD#: 157423
Clemmons, NC
Past

February 11, 2016 - October 11, 2017

W.WALL AND COMPANY, INC.

RIA
CRD#: 113075
ASHEVILLE, NC
Past

March 6, 2013 - November 10, 2015

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
HENDERSONVILLE, NC
Past

February 26, 2013 - November 10, 2015

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
HENDERSONVILLE, NC
Past

September 30, 2010 - October 26, 2012

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA
CRD#: 108958
COLORADO SPRINGS, CO
Past

August 24, 2010 - October 26, 2012

T. ROWE PRICE INVESTMENT SERVICES, INC.

BD
CRD#: 8348
COLORADO SPRINGS, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ALPHASTAR CAPITAL MANAGEMENT
ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC

CRD#: 157423 / SEC#: 801-72361

RIA
Registered Investment Advisory firm - (5/18/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(5/11/2018)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/27/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/10/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/23/2010
General Securities Representative Examination

Current Firm

AC
ALPHASTAR CAPITAL MANAGEMENT
ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC

CRD#: 157423 / SEC#: 801-72361

RIA
Registered Investment Advisory firm - (5/18/2011 Approved)
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Contact information

Main Address
19600 West Catawba Avenue Suite B200, Cornelius, NC 28031
Mailing Address
Phone number
(855) 340-2514
Established
Firm type
Fiscal year end
# of Employees
124

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts11,592
AUM (Assets Under Management)$ 1,841,154,148

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/12/2023
Cover Page
Report
06/27/2023
Cover Page
Report
01/24/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALPHASTAR CAPITAL MANAGEMENT

CRD#: 157423Clemmons, NC 27012

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