Robert M. Dick
Professional summary
Robert Murray Dick III, who also goes by Rob Dick, Robert M Dick III, Robert M Dick, Robert Murray Dick, Robert Dick, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Newport News, Virginia and FORESIDE GLOBAL SERVICES, LLC located in Newport News, Virginia.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2010. Robert has worked at 15 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Murray Dick III's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 2, 2025 - Present
FORESIDE FINANCIAL SERVICES, LLC
December 2, 2025 - Present
FORESIDE GLOBAL SERVICES, LLC
December 2, 2025 - Present
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
December 2, 2025 - Present
IMST DISTRIBUTORS, LLC
December 2, 2025 - Present
STERLING CAPITAL DISTRIBUTORS, LLC
December 2, 2025 - Present
QUASAR DISTRIBUTORS, LLC
December 2, 2025 - Present
FORESIDE FUND SERVICES, LLC
December 2, 2025 - Present
FORESIDE FUNDS DISTRIBUTORS LLC
March 27, 2024 - September 18, 2025
LPL FINANCIAL LLC
March 26, 2024 - September 18, 2025
LPL FINANCIAL LLC
September 7, 2021 - June 14, 2022
MORGAN STANLEY
September 6, 2021 - June 14, 2022
MORGAN STANLEY
October 29, 2019 - July 20, 2021
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
June 18, 2018 - July 20, 2021
TD AMERITRADE, INC.
May 31, 2018 - November 20, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
May 14, 2018 - July 20, 2021
TD AMERITRADE, INC.
August 14, 2014 - October 5, 2017
LPL FINANCIAL LLC
August 14, 2014 - October 5, 2017
LPL FINANCIAL LLC
August 23, 2013 - August 4, 2014
ALLSTATE FINANCIAL ADVISORS, LLC
August 23, 2013 - August 4, 2014
ALLSTATE FINANCIAL SERVICES, LLC
January 8, 2013 - March 28, 2013
LPL FINANCIAL LLC
January 8, 2013 - March 28, 2013
LPL FINANCIAL LLC
November 30, 2010 - August 1, 2012
WELLS FARGO CLEARING SERVICES, LLC
November 10, 2010 - August 1, 2012
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/2/2025)
Exams
Series 99TO
Date: 3/26/2024
Operations Professional ExaminationFINRA
Current Firm
FORESIDE FUNDS DISTRIBUTORS LLC
CRD#: 31334 / SEC#: , 8-45467
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VP/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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