Walter W. Cruttenden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Wemple Cruttenden III, who also goes by Walter Wemple Cruttenden, was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1972. Walter had worked at 9 firms and has passed the Series 66, SIE, Series 7, Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2014 - July 1, 2019
ACORNS SECURITIES, LLC
December 18, 2013 - August 17, 2022
ACORNS
May 26, 1999 - January 18, 2000
E*OFFERING
October 21, 1985 - November 6, 1998
ROTH CAPITAL PARTNERS, LLC
February 6, 1978 - April 5, 1979
SECURITIES WEST, INC.
May 5, 1977 - January 23, 1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
July 7, 1976 - May 5, 1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
August 2, 1973 - August 8, 1976
CRUTTENDEN, GUST & MERHAB, INCORPORATED
November 3, 1972 - September 10, 1973
CRUTTENDEN & STERLING INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 00
Date: 10/30/1972
General Securities Principal ExaminationCurrent Firm
ACORNS SECURITIES, LLC
CRD#: 168172 / SEC#: , 8-69294
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
