Ian R. Erickson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ian Robert Erickson was a registered financial professional .
Ian is a previously registered financial professional and started their career in finance in 2010. Ian had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2015 - March 20, 2018
SIGMA SQUARED ASSET MANAGEMENT LLC
August 16, 2010 - December 18, 2018
GALTON ASSET MANAGEMENT, LLC
State Registrations and Notice Filings
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Current Firm
SIGMA SQUARED ASSET MANAGEMENT LLC
CRD#: 174953 / SEC#:
Contact information
Red Flags
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