Thomas A. Barletta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Andrew Barletta, who also goes by Thomas A Barletta, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2011. Thomas had worked at 1 firm and has passed the SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2011 - March 22, 2016
CSCA CAPITAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CSCA CAPITAL ADVISORS, LLC
CRD#: 47100 / SEC#: , 8-51671
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CS CAPITAL ADVISORS, LLC | SHAREHOLDER | |
| CALECA, DAVID | SENIOR DIRECTOR, BOARD MEMBER, MANAGING DIRECTOR | 2801048 |
| DEMARVAL, LAURENT XAVIER | MANAGING DIRECTOR, COMPLIANCE OFFICER, BOARD MEMBER | 2581213 |
| FALKOWSKI, CHRISTOPHER HARRIS | MANAGING DIRECTOR, BOARD MEMBER | 4729016 |
| PICKETTE, PETER EDWARD | MANAGING DIRECTOR, BOARD MEMBER | 2727093 |
| RAZOOK, BRADLEY GEORGE | PRESIDENT, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, BOARD MEMBER | 1170563 |
| ROCHE, PASCAL | FINOP AND CFO | 5920968 |
| VORDERIS, PAUL CHARLES | MANAGING DIRECTOR, BOARD MEMBER | 4925073 |
Red Flags
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