James D. Jacobson

CAPITAL IDEAS

Naperville, IL

Some features on this profile are disabled

CRD#: 5819962

Professional summary

James David Jacobson, who also goes by James D Jacobson, James David Jacobson, James Jacobson, is a registered financial advisor currently at CAPITAL IDEAS located in Naperville, Illinois.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. James has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James D Jacobson | James David Jacobson | James Jacobson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: MOLLY'S CUPCAKES NAPERVILLE POSITION: SPOUSE OF OWNER/OPERATOR START DATE: 12/6/2018 ADDRESS: 30 Naperville, IL DETAILS: FRANCHISED BAKERY SERVING CUPCAKES, BAKED GOODS, SOFT DRINKS, COFFEE. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): N/A HOURS DURING TRADING: 0 ACTIVITY TYPE: 2: NAME OF ENTITY: Alpha Capital Partners INVESTMENT RELATED: No POSITION: Partner START DATE: 05/2022 ADDRESS: 2400 Rio Grande Ci, Naperville, IL 60565 DETAILS: Business consulting, financial projections not related to investments or personal financial planning INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 5-10 HOURS DURING TRADING: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James David Jacobson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 9, 2023 - Present

CAPITAL IDEAS

RIA

CRD#: 114352

Naperville, IL

Past

August 27, 2021 - December 31, 2023

STRATEGIC PORTFOLIO MANAGERS

RIA

CRD#: 155286

NORTHFIELD, IL

Past

July 11, 2018 - August 6, 2021

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

NAPERVILLE, IL

Past

June 20, 2018 - August 6, 2021

J.P. MORGAN SECURITIES LLC

CRD#: 79

NAPERVILLE, IL

Past

August 15, 2016 - July 31, 2017

ALPS DISTRIBUTORS, INC.

CRD#: 16853

CHICAGO, IL

Past

September 5, 2013 - August 5, 2016

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

CHICAGO, IL

Past

August 20, 2012 - August 23, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

JACKSONVILLE, FL

Past

August 1, 2012 - August 23, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

JACKSONVILLE, FL

Past

September 1, 2011 - August 6, 2012

SCOTTRADE, INC.

CRD#: 8206

JACKSONVILLE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL IDEAS

CAPITAL IDEAS | CAPITAL IDEAS, INC.

CRD#: 114352 / SEC#: 801-66816

RIA

Registered Investment Advisory firm - (5/25/2006 Approved)

Texas

Registered Investment Advisory firm - (5/30/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(11/9/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/3/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/16/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/31/2011

General Securities Representative Examination

Current Firm

CAPITAL IDEAS

CAPITAL IDEAS | CAPITAL IDEAS, INC.

CRD#: 114352 / SEC#: 801-66816

RIA

Registered Investment Advisory firm - (5/25/2006 Approved)

Texas

Registered Investment Advisory firm - (5/30/2006 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

12720 Hillcrest Rd Suite 910, Dallas, TX 75230

Mailing Address

Phone number

(214) 750-4400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (4/17/2025)

Regulatory assets under management

Total Number of Accounts	203
AUM (Assets Under Management)	$ 277,035,209

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James D. Jacobson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James David Jacobson's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC PORTFOLIO MANAGERS

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

ALPS DISTRIBUTORS, INC.

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SCOTTRADE, INC.

Primary Firm SEC Registration

CAPITAL IDEAS

State Registrations and Notice Filings

Exams

Series 66

Date: 7/3/2018

Series 63

Date: 9/16/2011

SIE

Date: 10/1/2018

Series 7

Date: 8/31/2011

Current Firm

CAPITAL IDEAS

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL IDEAS

TRUST BUT VERIFY

Similar Advisors