JM
Jeffrey A. Mcnamara
KROLL SECURITIES LLC
CHICAGO, IL 60606
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CRD#: 5819629
JM
Professional summary
Jeffrey Alan Mcnamara is a registered financial professional currently at KROLL SECURITIES LLC located in Chicago, Illinois.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2010. Jeffrey has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Alan Mcnamara's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 7, 2014 - Present
KROLL SECURITIES LLC
Office #1: 1 S. Wacker Drive Suite 700, Chicago, IL 60606BD
CRD#: 36927
CHICAGO, IL
Past
October 15, 2010 - February 10, 2014
LINCOLN INTERNATIONAL LLC
BD
CRD#: 42045
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/25/2022)
RR
California(5/31/2018)
RR
District of Columbia(11/15/2016)
RR
Hawaii(8/5/2022)
RR
Illinois(3/7/2014)
RR
Kansas(2/5/2016)
RR
Maryland(7/6/2016)
RR
Massachusetts(7/26/2018)
RR
Michigan(7/21/2016)
RR
New York(6/9/2021)
RR
North Carolina(8/25/2020)
RR
Ohio(8/5/2022)
RR
Pennsylvania(4/24/2017)
RR
South Carolina(6/3/2015)
RR
South Dakota(8/5/2022)
RR
Tennessee(10/10/2023)
RR
Texas(1/17/2017)
RR
Virginia(3/17/2020)
RR
Wisconsin(6/3/2015)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/14/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KS
KROLL SECURITIES LLC
DUFF & PHELPS SECURITIES CO. | PAGEMILL PARTNERS | KROLL SECURITIES LLC | KROLL INVESTMENT BANKING | KROLL CORPORATE FINANCE | GROWTH CAPITAL PARTNERS | DUFF & PHELPS SECURITIES LLC
CRD#: 36927 / SEC#: , 8-47558
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
1 S. Wacker Drive Suite 700, Chicago, IL 60606
Mailing Address
1 S. Wacker Drive Suite 700, Chicago, IL 60606
Phone number
(312) 697-4600
Established
Delaware since 06/19/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KROLL, LLC | OWNER | |
| ATTANASIO, ELIZABETH MARIE | PRINCIPAL FINANCIAL OFFICER | 5325007 |
| ATTANASIO, ELIZABETH MARIE | FINOP | 5325007 |
| ATTANASIO, ELIZABETH MARIE | PRINCIPAL OPERATIONS OFFICER | 5325007 |
| BARTELL, ROBERT ANTHONY | VICE CHAIRMAN | 4998599 |
| BENN, JOSHUA KOGAN | MANAGING DIRECTOR | 3166674 |
| BLOWERS, DAVID CHARLES JR. | CEO | 5960307 |
| BURT, STEPHEN M | PRESIDENT | 2679117 |
| CAPITMAN, ANDREW WILLIAM | MANAGING DIRECTOR | 2321386 |
| JANCOVIC, GIZELLE MARIE | CHIEF COMPLIANCE OFFICER | 5654006 |
| LU, DAVID HAI GE | MANAGING DIRECTOR | 3069820 |
| MOON, STEVEN JAE-HO | MANAGING DIRECTOR | 4860246 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
