David W. Noble

ARROWROOT FAMILY OFFICE

Tacoma, WA 98402

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CRD#: 5819608

Professional summary

David Wayne Noble is a registered financial advisor currently at ARROWROOT FAMILY OFFICE, LLC located in Tacoma, Washington.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. David has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

**DAVID NOBLE INSURANCE LLC POSITION: CEO/Insurance Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS:50 SECURITIES TRADING HOURS: 0 START DATE: 09/11/2006 ADDRESS: 13495 Banner Rd SE, OLALLA WA 98359, United States DESCRIPTION: Insurance related sales including life, long term care and annuities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Wayne Noble's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 17, 2024 - Present

ARROWROOT FAMILY OFFICE, LLC

Office #1: 950 Broadway Suite M100, Tacoma, WA 98402

RIA

CRD#: 168744

Tacoma, WA

Past

January 19, 2023 - January 10, 2024

GREAT LIFE INVESTING

RIA

CRD#: 310681

TACOMA, WA

Past

November 6, 2020 - May 6, 2021

SECURITIES AMERICA, INC.

CRD#: 10205

Olalla, WA

Past

December 11, 2015 - November 6, 2020

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

Olalla, WA

Past

December 3, 2013 - December 17, 2015

QUESTAR CAPITAL CORPORATION

CRD#: 43100

GIG HARBOR, WA

Past

September 28, 2010 - December 20, 2013

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

UNIVERSITY PLACE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARROWROOT FAMILY OFFICE, LLC

ARROWROOT FAMILY OFFICE, LLC | VITREOUS PARTNERS, LLC

CRD#: 168744 / SEC#: 801-121878

RIA

Registered Investment Advisory firm - (7/23/2021 Approved)

California

Registered Investment Advisory firm - (9/29/2021 Terminated)

Virginia

Registered Investment Advisory firm - (8/31/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/17/2024)

IAR

Washington
(1/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/10/2023

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/3/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/26/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/27/2010

General Securities Representative Examination

Current Firm

ARROWROOT FAMILY OFFICE, LLC

ARROWROOT FAMILY OFFICE, LLC | VITREOUS PARTNERS, LLC

CRD#: 168744 / SEC#: 801-121878

RIA

Registered Investment Advisory firm - (7/23/2021 Approved)

California

Registered Investment Advisory firm - (9/29/2021 Terminated)

Virginia

Registered Investment Advisory firm - (8/31/2021 Terminated)

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Contact information

Main Address

4553 Glencoe Avenue Suite 201, Marina Del Rey, CA 90292

Mailing Address

Phone number

(310) 341-4774

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARROWROOT FORM ADV PART 2A (5/21/2025)

Regulatory assets under management

Total Number of Accounts	1,434
AUM (Assets Under Management)	$ 373,856,384

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David W. Noble

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Wayne Noble's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT LIFE INVESTING

SECURITIES AMERICA, INC.

KMS FINANCIAL SERVICES, INC.

QUESTAR CAPITAL CORPORATION

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

Primary Firm SEC Registration

ARROWROOT FAMILY OFFICE, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/10/2023

Series 63

Date: 8/3/2010

Series 7TO

Date: 3/26/2024

SIE

Date: 10/1/2018

Series 7

Date: 9/27/2010

Current Firm

ARROWROOT FAMILY OFFICE, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARROWROOT FAMILY OFFICE, LLC

TRUST BUT VERIFY

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