Arun C. Keswani

FORUM FINANCIAL MANAGEMENT, LP

AUSTIN, TX

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CRD#: 5819600

Professional summary

Arun C Keswani, who also goes by Arun Keswani, is a registered financial advisor currently at FORUM FINANCIAL MANAGEMENT, LP located in Austin, Texas.

Arun is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Arun has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 79 exams.

At a Glance

Always Fiduciary

Aliases

Arun Keswani

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1). Select Strategy Holdings; Investment Related; Austin, TX; Real Estate Rental Properties; Owner / Member / Manager; Start: 10/1/2013; 2 Hours per month and 2 During Trading 2). Texas Exemplary Construction; Investment Related; Austin, TX; Real Estate Rental Properties; Owner / Member / Manager; Start: 10/1/2013; 2 Hours Per Month and 2 During Trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arun C Keswani's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 21, 2026 - Present

FORUM FINANCIAL MANAGEMENT, LP

RIA

CRD#: 145706

AUSTIN, TX

Past

February 12, 2025 - May 29, 2026

FORESIDE FINANCIAL SERVICES, LLC

CRD#: 148477

Stamford, CT

Past

July 5, 2018 - August 27, 2024

DFA SECURITIES LLC

CRD#: 10292

AUSTIN, TX

Past

March 15, 2018 - August 27, 2024

DIMENSIONAL FUND ADVISORS LP

RIA

CRD#: 106482

AUSTIN, TX

Past

September 1, 2010 - September 22, 2011

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORUM FINANCIAL MANAGEMENT, LP

FORUM | WEALTH ADVISER ALLIANCE | FORUM FINANCIAL MANAGEMENT, LP | FORUM FINANCIAL MANAGEMENT, LLC | FORUM FINANCIAL

CRD#: 145706 / SEC#: 801-69970

RIA

Registered Investment Advisory firm - (3/9/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/21/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/10/2025

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/5/2018

General Securities Representative Examination

General Industry/Product Exam

Series 79

Date: 8/31/2010

Investment Banking Registered Representative Examination

Current Firm

FORUM FINANCIAL MANAGEMENT, LP

FORUM | WEALTH ADVISER ALLIANCE | FORUM FINANCIAL MANAGEMENT, LP | FORUM FINANCIAL MANAGEMENT, LLC | FORUM FINANCIAL

CRD#: 145706 / SEC#: 801-69970

RIA

Registered Investment Advisory firm - (3/9/2009 Approved)

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Contact information

Main Address

1900 South Highland Avenue Suite 100, Lombard, IL 60148

Mailing Address

Phone number

(630) 873-8520

Established

Firm type

Fiscal year end

# of Employees

140

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORUM FINANCIAL MANAGEMENT, LP ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	21,456
AUM (Assets Under Management)	$ 9,030,636,924

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/08/2025	Cover Page	Report
12/20/2024	Cover Page	Report
10/19/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Arun C. Keswani

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arun C Keswani's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FINANCIAL SERVICES, LLC

DFA SECURITIES LLC

DIMENSIONAL FUND ADVISORS LP

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

FORUM FINANCIAL MANAGEMENT, LP

State Registrations and Notice Filings

Exams

Series 63

Date: 5/10/2025

SIE

Date: 10/1/2018

Series 7

Date: 7/5/2018

Series 79

Date: 8/31/2010

Current Firm

FORUM FINANCIAL MANAGEMENT, LP

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FORUM FINANCIAL MANAGEMENT, LP

TRUST BUT VERIFY

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