AP
Alex J. Patterson
FINANCIAL PLANNING ADVISORS
Wyomissing, PA 19610
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CRD#: 5819447
AP
Professional summary
Alex James Patterson, who also goes by Aj Patterson, is a registered financial advisor currently at FINANCIAL PLANNING ADVISORS INC. located in Wyomissing, Pennsylvania and LPL FINANCIAL LLC located in Wyomissing, Pennsylvania.
Alex is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Alex has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Aj Patterson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 6/18/2021 - Financial Planning Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 6/22/2021 - Financial Planning Advisors, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Licensed Admin. - Started 2/16/2021 - Time Spent 100% - I provide administrative support to Financial Planning Advisors, Inc, an independent investment advisor firm. I started this business activity in 2/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 6/22/2021 - Van Reed Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Licensed Admin. - Started 2/16/2021 - Time Spent 100% - I provide administrative support to Van Reed Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 2/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 1/14/2022 - FPA Tax Services, LLC - Investment Related - 1122 Penn Avenue, Wyomissing, PA 19610 - Tax Prep/Accounting/CPA - CPA / Member - Started 01/01/2022 - 15 Hours Per Month/5 Hours During Securities Trading - Preparing Tax Returns.
CRS (Client Relationship Summary) - RIA
Click below to view Alex James Patterson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 18, 2021 - Present
FINANCIAL PLANNING ADVISORS INC.
Office #1: 1122 Penn Avenue, Wyomissing, PA 19610RIA
CRD#: 121691
Wyomissing, PA
Current
June 24, 2021 - Present
LPL FINANCIAL LLC
Office #1: 1122 Penn Avenue, Wyomissing, PA 19610-2034RIA
BD
CRD#: 6413
Wyomissing, PA
Past
March 30, 2022 - June 29, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
PITTSBURGH, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Pennsylvania(2/18/2021)
RR
Pennsylvania(10/1/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/24/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FP
FINANCIAL PLANNING ADVISORS INC.
FINANCIAL PLANNING ADVISORS INC.
CRD#: 121691 / SEC#:
Arizona
Registered Investment Advisory firm - (12/19/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/24/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1122 Penn Avenue, Wyomissing, PA 19610
Mailing Address
Phone number
(610) 376-6334
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 323 |
| AUM (Assets Under Management) | $ 78,838,106 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FINANCIAL PLANNING ADVISORS INC.
CRD#: 121691Wyomissing, PA 19610TRUST BUT VERIFY
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