Salvatore J. Ferrito

PLANVISION

BROOKFIELD, WI

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CRD#: 5819353

Professional summary

Salvatore John Ferrito JR is a registered financial advisor currently at PLANVISION, LLC located in Brookfield, Wisconsin.

Salvatore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Salvatore has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SJF CFC INC. POSITION: Investment Advisor Representative NATURE: LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 80 START DATE: 10/01/2017 ADDRESS: W233 N2080 Ridgeview Parkway, Suite 203, Waukesha WI 53188, United States DESCRIPTION: Preparing client meetings, client reviews, financial planning, asset allocation, portfolio analysis, client education.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Salvatore John Ferrito JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 4, 2024 - Present

PLANVISION, LLC

RIA

CRD#: 166311

BROOKFIELD, WI

Past

January 19, 2024 - March 29, 2024

OSAIC WEALTH, INC.

RIA

CRD#: 23131

WAUKESHA, WI

Past

January 19, 2024 - March 29, 2024

OSAIC WEALTH, INC.

CRD#: 23131

WAUKESHA, WI

Past

October 5, 2016 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

WAUKESHA, WI

Past

September 1, 2016 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

WAUKESHA, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PLANVISION, LLC

M&E FINANCIAL GROUP | PLANVISION, LLC

CRD#: 166311 / SEC#: 801-112729

RIA

Registered Investment Advisory firm - (3/30/2018 Approved)

Minnesota

Registered Investment Advisory firm - (3/30/2018 Terminated)

South Dakota

Registered Investment Advisory firm - (3/30/2018 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/2/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(4/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/4/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/1/2016

General Securities Representative Examination

Current Firm

PLANVISION, LLC

M&E FINANCIAL GROUP | PLANVISION, LLC

CRD#: 166311 / SEC#: 801-112729

RIA

Registered Investment Advisory firm - (3/30/2018 Approved)

Minnesota

Registered Investment Advisory firm - (3/30/2018 Terminated)

South Dakota

Registered Investment Advisory firm - (3/30/2018 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/2/2018 Terminated)

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Contact information

Main Address

Fuquay-varina, NC

Mailing Address

Phone number

(612) 965-4286

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PLANVISION DISCLOSURE BROCHURE (3/20/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Salvatore J. Ferrito

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Salvatore John Ferrito JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

PLANVISION, LLC

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

PLANVISION, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/4/2016

SIE

Date: 10/1/2018

Series 7

Date: 9/1/2016

Current Firm

PLANVISION, LLC

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

PLANVISION, LLC

TRUST BUT VERIFY

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