Andrew J. Mardock

VIVIFI PLANNING

Bend, OR

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CRD#: 5819336

Professional summary

Andrew Justin Mardock, CFP®, who also goes by Andy Justin Mardock, is a registered financial advisor currently at VIVIFI PLANNING located in Bend, Oregon.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Andrew has worked at 3 firms .

Biography

Andy is a CERTIFIED FINANCIAL PLANNER™ practitioner and has been a financial planner for nearly 10 years. He obtained his Masters in Business Administration (MBA) in Financial Planning from California Lutheran University in 2010 and has a Bachelor of Arts from the University of Oregon.

An adoring father and husband himself, Andy can relate to the ups and downs as well as triumphs and challenges that modern families experience today. In working with Andy, clients benefit from talking with someone who ‘gets it’ because they’re living it. When not helping clients make the most of their finances, Andy and his wife Jessica can be found cherishing their one-year-old daughter, spending time out in the Bend, OR community, and chasing outdoor adventures on the hiking, biking, and skiing trails of Central Oregon.

Question & Answer

What are your service offerings?

Retirement Planning

Socially Responsible Investing

Investment Planning

Insurance Planning

Comprehensive Financial Planni...

Debt Management

Employee and Employer Plan Ben...

Education Planning

Do you have an area of expertise or specialization?

College/Education Planning

Fixed Fee (Subscription, Retai...

Generation X

Investment Advice with Ongoing...

Millennials

Socially Responsible Investmen...

Are you a "fiduciary"?

Yes

Aliases

Andy Justin Mardock

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Justin Mardock's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

January 18, 2019 - Present

VIVIFI PLANNING

RIA

CRD#: 299713

Bend, OR

Past

March 2, 2018 - December 31, 2018

MERIT WEALTH MANAGEMENT, LLC

RIA

CRD#: 148591

BEND, OR

Past

September 23, 2013 - December 1, 2017

SHINE WEALTH PARTNERS

RIA

CRD#: 106097

LONE TREE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(1/18/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

VIVIFI PLANNING

MARDOCK PLANNING, LLC | VIVIFI PLANNING

CRD#: 299713 / SEC#:

Oregon

Registered Investment Advisory firm - (1/18/2019 Approved)

Texas

Registered Investment Advisory firm - (12/31/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Bend, OR

Mailing Address

Phone number

(541) 639-4421

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	54
AUM (Assets Under Management)	$ 9,339,252

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Andrew J. Mardock

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Justin Mardock's CRS (Customer Relationship Summary).

Certified licenses

Experience

VIVIFI PLANNING

MERIT WEALTH MANAGEMENT, LLC

SHINE WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Current Firm

VIVIFI PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VIVIFI PLANNING

TRUST BUT VERIFY

Contact information

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