Shelley M. Aikins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shelley Maxine Aikins, who also goes by Shelley Maxine Poffenbarger, Shelley Maxine Riddell, was a registered financial professional .
Shelley is a previously registered financial professional and started their career in finance in 2010. Shelley had worked at 7 firms and has passed the Series 28 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2013 - February 21, 2014
WAVECREST SECURITIES LLC
April 25, 2011 - August 17, 2011
DUNIYA TRADE, INC.
October 14, 2010 - March 4, 2014
BA SECURITIES, LLC
August 9, 2010 - September 10, 2012
INDIEVEST SECURITIES, INC.
August 9, 2010 - July 18, 2013
THORNES & ASSOCIATES, INC. INVESTMENT SECURITIES
July 26, 2010 - March 19, 2014
SUCCESS TRADE SECURITIES, INC.
July 15, 2010 - June 21, 2011
EQUINOX SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 28
Date: 7/14/2010
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
WAVECREST SECURITIES LLC
CRD#: 160135 / SEC#: , 8-69029
Contact information
FINRA licenses (12 States and Territories)
Red Flags
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