Cullen Breen

DUTCH ASSET

SELKIRK, NY 12158

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CRD#: 5818590

Professional summary

Cullen Breen, CFP®, who also goes by Cullen M Breen, is a registered financial advisor currently at DUTCH ASSET CORPORATION located in Selkirk, New York.

Cullen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Cullen has worked at 4 firms and has passed the Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cullen M Breen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cullen Breen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

March 25, 2015 - Present

DUTCH ASSET CORPORATION

Office #1: 113b Jericho Rd, Selkirk, NY 12158

RIA

CRD#: 170884

SELKIRK, NY

Past

March 16, 2021 - December 22, 2022

STACKHABIT

RIA

CRD#: 312724

ALBANY, NY

Past

March 19, 2012 - June 12, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

GLENMONT, NY

Past

March 13, 2012 - June 12, 2014

LPL FINANCIAL LLC

CRD#: 6413

GLENMONT, NY

Past

September 7, 2010 - March 14, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ALBANY, NY

Past

August 12, 2010 - March 14, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ALBANY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DUTCH ASSET CORPORATION

CRD#: 170884 / SEC#: 801-122087

RIA

Registered Investment Advisory firm - (8/16/2021 Approved)

Arizona

Registered Investment Advisory firm - (5/19/2022 Terminated)

Florida

Registered Investment Advisory firm - (5/19/2022 Terminated)

Georgia

Registered Investment Advisory firm - (5/24/2022 Terminated)

New York

Registered Investment Advisory firm - (5/19/2022 Terminated)

Texas

Registered Investment Advisory firm - (5/19/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(2/26/2016)

IAR

Florida
(3/25/2015)

IAR

Georgia
(4/3/2015)

IAR

New York
(3/12/2021)

IAR

Texas
(4/17/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/3/2010

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/11/2010

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/6/2013

General Securities Principal Examination

Current Firm

DUTCH ASSET CORPORATION

CRD#: 170884 / SEC#: 801-122087

RIA

Registered Investment Advisory firm - (8/16/2021 Approved)

Arizona

Registered Investment Advisory firm - (5/19/2022 Terminated)

Florida

Registered Investment Advisory firm - (5/19/2022 Terminated)

Georgia

Registered Investment Advisory firm - (5/24/2022 Terminated)

New York

Registered Investment Advisory firm - (5/19/2022 Terminated)

Texas

Registered Investment Advisory firm - (5/19/2022 Terminated)

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Contact information

Main Address

113b Jericho Rd, Selkirk, NY 12158

Mailing Address

Phone number

(518) 478-8077

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DUTCH ASSET CORPORATION DISCLOSURE BROCHURE (6/12/2025)

Regulatory assets under management

Total Number of Accounts	233
AUM (Assets Under Management)	$ 91,091,678

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Cullen Breen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cullen Breen's CRS (Customer Relationship Summary).

Certified licenses

Experience

STACKHABIT

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

DUTCH ASSET CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 9/3/2010

Series 7

Date: 8/11/2010

Series 24

Date: 2/6/2013

Current Firm

DUTCH ASSET CORPORATION

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DUTCH ASSET CORPORATION

TRUST BUT VERIFY

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