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RF

Riley P. Fitzgerald

MEC GLOBAL PARTNERS LLC
BOSTON, MA 02110
Some features on this profile are disabled
CRD#: 5818458
RF

Professional summary

Riley Patrick Fitzgerald is a registered financial professional currently at MEC GLOBAL PARTNERS LLC located in Boston, Massachusetts.

Riley is registered as a RR (Registered Representative) and started their career in finance in 2010. Riley has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Riley Patrick Fitzgerald's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 25, 2021 - Present

MEC GLOBAL PARTNERS LLC

Office #1: One Federal Street 17th Floor, Boston, MA 02110
BD
CRD#: 305000
BOSTON, MA
Past

April 13, 2017 - June 1, 2021

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
PORTLAND, ME
Past

May 4, 2016 - March 7, 2017

ENTRUST GLOBAL SECURITIES LLC

BD
CRD#: 146443
NEW YORK, NY
Past

November 2, 2010 - May 6, 2016

FRANKLIN DISTRIBUTORS, LLC

BD
CRD#: 109064
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/25/2021)
RR
Connecticut
(8/25/2021)
RR
Florida
(8/25/2021)
RR
Georgia
(8/25/2021)
RR
Illinois
(8/25/2021)
RR
Indiana
(8/25/2021)
RR
Massachusetts
(8/25/2021)
RR
New Jersey
(8/25/2021)
RR
New Mexico
(8/25/2021)
RR
New York
(8/25/2021)
RR
Ohio
(8/25/2021)
RR
Pennsylvania
(8/25/2021)
RR
Texas
(8/25/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 2/28/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/1/2010
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MG
MEC GLOBAL PARTNERS LLC
MEC GLOBAL PARTNERS LLC

CRD#: 305000 / SEC#: , 8-70418

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
One Federal Street 17th Floor, Boston, MA 02110
Mailing Address
One Federal Street 17th Floor, Boston, MA 02110
Phone number
(617) 476-2772
Established
Delaware since 02/19/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MEC GLOBAL PARTNERS CH LLCSOLE MEMBER
DOHERTY, JAMES HUGHPOO4197747
FOX, GERHARD ROBERTCCO2796860
SINELNIKOV, PETER SERGEYFINOP/PFO6493208
WILBERT, RANDALL EDWIN IICEO5951608

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MEC GLOBAL PARTNERS LLC

CRD#: 305000Boston, MA 02110

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