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DP

Daniel S. Poe

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CRD#: 5818438
DP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel Steven Poe, who also goes by Daniel Poe, was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 2010. Daniel had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Daniel Poe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 27, 2023 - September 4, 2025

CAIRN INVESTMENT GROUP

RIA
CRD#: 143601
VANCOUVER, WA
Past

January 15, 2020 - March 24, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Portland, OR
Past

September 11, 2019 - March 24, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Portland, OR
Past

January 25, 2019 - May 2, 2019

LION STREET FINANCIAL, LLC

BD
CRD#: 165828
LAKE OSWEGO, OR
Past

March 6, 2018 - January 23, 2019

LPL FINANCIAL LLC

RIA
CRD#: 6413
LAKE OSWEGO, OR
Past

March 2, 2018 - January 23, 2019

LPL FINANCIAL LLC

BD
CRD#: 6413
LAKE OSWEGO, OR
Past

March 28, 2014 - June 26, 2017

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
SAN FRANCISCO, CA
Past

November 6, 2013 - June 26, 2017

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
SAN FRANCISCO, CA
Past

December 10, 2010 - August 5, 2013

PLANMEMBER SECURITIES CORPORATION

BD
CRD#: 11869
CARPINTERIA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAIRN INVESTMENT GROUP
CAIRN INVESTMENT GROUP | CAIRN INVESTMENT GROUP, INC.

CRD#: 143601 / SEC#: 801-68016

RIA
Registered Investment Advisory firm - (6/7/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 3/19/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/11/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/5/2011
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/9/2010
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 51
Date: 2/11/2013
Municipal Fund Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/10/2012
General Securities Principal Examination

Current Firm

CI
CAIRN INVESTMENT GROUP
CAIRN INVESTMENT GROUP | CAIRN INVESTMENT GROUP, INC.

CRD#: 143601 / SEC#: 801-68016

RIA
Registered Investment Advisory firm - (6/7/2007 Approved)
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Contact information

Main Address
500 Broadway Street Suite 480, Vancouver, WA 98660
Mailing Address
Phone number
(503) 241-4901
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIRM BROCHURE ADV PART 2A (3/11/2025)

Regulatory assets under management

Total Number of Accounts827
AUM (Assets Under Management)$ 350,764,864

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAIRN INVESTMENT GROUP

CRD#: 143601

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