Matthew D. Ficke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew David Ficke, who also goes by Matt Ficke, Matthew D Ficke, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2010. Matthew had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2019 - August 7, 2020
OKCOIN SECURITIES LLC
June 28, 2012 - September 5, 2017
MORGAN STANLEY & CO. LLC
August 19, 2010 - August 20, 2010
BGC FINANCIAL, L.P.
State Registrations and Notice Filings
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Exams
Current Firm
OKCOIN SECURITIES LLC
CRD#: 136696 / SEC#: , 8-67038
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
