Flaxon L. Elrod

NEXT STEP FINANCIAL TRANSITIONS

Cypress, TX

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CRD#: 5818345

Professional summary

Flaxon Lance Elrod, CFP®, who also goes by Lance Elrod, is a registered financial advisor currently at NEXT STEP FINANCIAL TRANSITIONS located in Cypress, Texas.

Flaxon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Flaxon has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lance Elrod

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NEXT STEP DIVORCE SOLUTIONS POSITION: Administrative Assistant NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2018 ADDRESS: 12914 Lentando Ln, Cypress TX 77429, United States DESCRIPTION: Serving as an administrative assistant to provide support to Tessa Elrod with daily activities. ELROD 4 SONS LLC POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2023 ADDRESS: 12914 Lentando Ln, Cypress TX 77429, United States DESCRIPTION: Designing products to be sold through Amazon

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Flaxon Lance Elrod's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

January 5, 2021 - Present

NEXT STEP FINANCIAL TRANSITIONS

RIA

CRD#: 311472

Cypress, TX

Past

September 4, 2020 - January 7, 2021

OSAIC WEALTH, INC.

RIA

CRD#: 23131

HOUSTON, TX

Past

September 4, 2020 - January 7, 2021

OSAIC WEALTH, INC.

CRD#: 23131

HOUSTON, TX

Past

November 18, 2015 - September 11, 2020

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

HOUSTON, TX

Past

November 16, 2015 - September 11, 2020

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

HOUSTON, TX

Past

October 12, 2012 - May 31, 2013

GIRARD SECURITIES, INC.

CRD#: 18697

BETHESDA, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/5/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/21/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/16/2015

General Securities Representative Examination

Current Firm

NEXT STEP FINANCIAL TRANSITIONS

NEXT STEP FINANCIAL TRANSITIONS | NEXT STEP FINANCIAL TRANSITIONS, LLC

CRD#: 311472 / SEC#:

Texas

Registered Investment Advisory firm - (1/5/2021 Approved)

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Contact information

Main Address

Cypress, TX

Mailing Address

118 Vintage Park Blvd #w734, Houston, TX 77070

Phone number

(832) 856-2825

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	75
AUM (Assets Under Management)	$ 6,951,814

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Flaxon L. Elrod

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Flaxon Lance Elrod's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEXT STEP FINANCIAL TRANSITIONS

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

GIRARD SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/21/2016

SIE

Date: 10/1/2018

Series 7

Date: 11/16/2015

Current Firm

NEXT STEP FINANCIAL TRANSITIONS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NEXT STEP FINANCIAL TRANSITIONS

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