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FJ

Faaez H. Jafarey

AUGMENT CAPITAL
New York, NY 10003
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CRD#: 5818321
FJ
Faaez Hasan JafareyAUGMENT CAPITAL

Professional summary


Faaez Hasan Jafarey, who also goes by Faaez Jafarey, is a registered financial professional currently at AUGMENT CAPITAL, LLC located in New York, New York.

Faaez is registered as a RR (Registered Representative) and started their career in finance in 2010. Faaez has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 57 and Series 7 exams.

Aliases


Faaez Jafarey

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Faaez Hasan Jafarey's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 23, 2026 - Present

AUGMENT CAPITAL, LLC

Office #1: 33 Irving Place Suite 8124, New York, NY 10003
BD
CRD#: 322519
New York, NY
Past

October 13, 2015 - April 2, 2020

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

January 26, 2012 - December 8, 2014

MESIROW FINANCIAL, INC.

BD
CRD#: 2764
NEW YORK, NY
Past

August 31, 2010 - September 13, 2011

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 9/8/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/20/2026
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 57
Date: 11/18/2016
Securities Trader Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


AC
AUGMENT CAPITAL, LLC
AUGMENT CAPITAL, LLC

CRD#: 322519 / SEC#: , 8-70989

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
1204 San Antonio Street Second Floor, Austin, TX 78701
Mailing Address
1204 San Antonio Street Second Floor, Austin, TX 78701
Phone number
(757) 298-9839
Established
Delaware since 06/02/2022
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
AUGMENT MARKETS, INC.MEMBER
CRAWLEY, ADAM PATRICKCHIEF EXECUTIVE OFFICER5172272
TESLA, DEETRA MARIECHIEF COMPLIANCE OFFICER2567278
THORNTON, STEVEN LEEFINOP4496384

Red Flags


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Company Information


AUGMENT CAPITAL, LLC

CRD#: 322519New York, NY 10003

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