Travis A. Rachal

CARR'S HILL PARTNERS

New Orleans, LA 70130

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CRD#: 5818281

Professional summary

Travis Alexander Rachal is a registered financial advisor currently at CARR'S HILL PARTNERS located in New Orleans, Louisiana.

Travis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Travis has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Alexander Rachal's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 9, 2020 - Present

CARR'S HILL PARTNERS

Office #1: 650 Poydras Street Suite 1906, New Orleans, LA 70130

RIA

CRD#: 305205

New Orleans, LA

Past

April 6, 2015 - April 17, 2019

ICAPITAL SECURITIES, LLC

CRD#: 171061

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CARR'S HILL PARTNERS

CARR'S HILL CAPITAL PARTNERS MANAGEMENT, L.P. | CARR'S HILL PARTNERS

CRD#: 305205 / SEC#: 801-130535

RIA

Registered Investment Advisory firm - (6/21/2024 Approved)

Louisiana

Registered Investment Advisory firm - (6/27/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(6/9/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/30/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/14/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/4/2015

General Securities Representative Examination

Current Firm

CARR'S HILL PARTNERS

CARR'S HILL CAPITAL PARTNERS MANAGEMENT, L.P. | CARR'S HILL PARTNERS

CRD#: 305205 / SEC#: 801-130535

RIA

Registered Investment Advisory firm - (6/21/2024 Approved)

Louisiana

Registered Investment Advisory firm - (6/27/2024 Terminated)

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Contact information

Main Address

601 Poydras Street Suite 2230, New Orleans, LA 70130

Mailing Address

Phone number

(504) 332-0901

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADV 2A - CARR'S HILL CAPITAL PARTNERS MANAGEMENT, L.P. (3/28/2025)

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 335,167,952

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Travis A. Rachal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Alexander Rachal's CRS (Customer Relationship Summary).

Certified licenses

Experience

CARR'S HILL PARTNERS

ICAPITAL SECURITIES, LLC

Primary Firm SEC Registration

CARR'S HILL PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 7/30/2019

Series 63

Date: 5/14/2015

SIE

Date: 10/1/2018

Series 7

Date: 4/4/2015

Current Firm

CARR'S HILL PARTNERS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CARR'S HILL PARTNERS

TRUST BUT VERIFY

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