Jason R. Rechel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Richard Rechel, who also goes by Richard Jason Rechel, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2010. Jason had worked at 4 firms and has passed the Series 63, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2016 - March 8, 2018
ADVISORY RESEARCH INC
May 24, 2014 - October 24, 2016
CUPPS CAPITAL MANAGEMENT, LLC
September 6, 2011 - March 31, 2014
OPPENHEIMER & CO. INC.
September 30, 2010 - September 7, 2011
NEEDHAM & COMPANY, LLC
Primary Firm SEC Registration
ADVISORY RESEARCH INC
CRD#: 108254 / SEC#: 801-14172
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ADVISORY RESEARCH INC
CRD#: 108254 / SEC#: 801-14172
Contact information
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 293 |
| AUM (Assets Under Management) | $ 721,521,157 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
