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Travis Frank Varner

CRD# 5818064·Registered 2014 - 2024
Previously Registered: Being a previously registered professional could mean that Travis is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Travis Frank Varner was a registered financial advisor. Travis was a previously registered financial professional and started their career in finance 2014 - 2024. Travis had worked at 4 firms and has passed the Series 66, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

QUANTLAB CAPITAL MANAGEMENT, LLC·CRD# 156239
RIA
Houston, TX
March 21, 2022 - November 29, 2024
QUANTLAB BROKERAGE, LLC·CRD# 299468
BD
Houston, TX
February 23, 2022 - November 29, 2024
QCM CAYMAN, LTD.·CRD# 112149
RIA
Houston, TX
September 20, 2019 - November 29, 2024
QUANTLAB SECURITIES LP·CRD# 119955
BD
Houston, TX
November 10, 2014 - March 5, 2020

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Current Firm

QC
QUANTLAB CAPITAL MANAGEMENT, LLC

QUANTLAB CAPITAL MANAGEMENT, LLC

CRD#: 156239 / SEC#: 801-72440

Contact Information

Main Address

3 Greenway Plaza Suite 200, Houston, TX 77046

Phone Number

(713) 333-5440

# of Employees

142

Documents

Latest Form ADV

Part 2 Brochures

QCMC AND QCML FINAL FORM ADV PART 2A (3/26/2024)

Regulatory Assets Under Management

Total Number of Accounts

1

AUM (Assets Under Management)

$16,318,517

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: Aduro Film Inc Investment Related: No Address: Austin, TX, United States Position: Partner Start Date: 01/2011 Duties: We rent film and lighting equipment. I assist on a quarterly basis with budget and projections for the firm. I devote about 100 hours per year to the project. Business Name: TBDI LLC Investment Relates: No Address: Houston, TX, United States Position: Partner Start Date: 09/2009 Duties: We hold commercial real estate. I assist on a quarterly basis for budget and new projects / buildings. I devote about 40 hours a year to this project. Name of business: QCM Cayman, Ltd. ("QCMC"), Quantlab Capital Management, LLC ("QCML") Investment-related?: Yes Address: 3 Greenway Plaza, Suite 200, Houston, TX 77046 Nature of business: QCMC and QCML are affiliate entities of Quantlab Brokerage, LLC and investment advisers registered with the SEC, acting on behalf of Quantlab group trading funds. Position: Portfolio Manager Start date: 07/2019 Approximate number of hours/month: 80 (60%) Duties: Manage the daily trading operations for an equity portfolio

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2012About the Series 66 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Dec 2012

Series 7 — General Securities Representative Examination

Passed Oct 2011About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2023About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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