Samuel A. Shore

AE WEALTH MANAGEMENT

Kansas City, MO

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CRD#: 5818061

Professional summary

Samuel Alexander Shore, who also goes by Sam Shore, Samuel Shore, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Kansas City, Missouri and AE FINANCIAL SERVICES, LLC located in Lenexa, Kansas.

Samuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Samuel has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sam Shore | Samuel Shore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) GREENHILL SCHOOL; NOT INVESTMENT RELATED; 4141 SPRING VALLEY RD, DALLAS, TX 75001; K-12 EDUCATION NON-PROFIT PRIVATE SCHOOL 501C3; ASSISTANT DEBATE COACH; START DATE 08/2006; APPROX 30 HRS/MONTH; APPROX 0 HRS/MONTH DURING TRADING; TEACH HIGHSCHOOL STUDENTS SPEECH AND DEBATE SKILLS 2.) AEWM; YES INVESTMENT RELATED; 2950 SW MCCLURE RD SUITE B, TOPEKA, KS 66614 ; NATURE INVESTMENT ADVICE FOR FEE; MODEL STRATEGIES & HNW SPECIALIST; START DATE 03/2021; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING 3.) INDEPENDENT CONTRACTOR; KANSAS CITY, MO; NOT INVESTMENT RELATED; INDEPENDENT CONTRACTOR; START DATE 09/2010; APPROX 20 HRS/MONTH; APPROX 0 HRS/MONTH DURING TRADING; ICE HOCKEY REFEREE OFFICIATE HOCKEY GAMES IN EVENINGS AND ON WEEKENDS FOR ADULT AND YOUTH AMATEUR ICE HOCKEY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Alexander Shore's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 16, 2021 - Present

AE WEALTH MANAGEMENT, LLC

Office #2: 2950 Sw Mcclure Rd Ste B, Topeka, KS 66614

RIA

CRD#: 282580

Kansas City, MO

Current

April 16, 2021 - Present

AE FINANCIAL SERVICES, LLC

Office #1: 8801 Renner Blvd., Lenexa, KS 66219-9717

CRD#: 298608

Lenexa, KS

Past

March 3, 2022 - June 30, 2022

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

SAN DIEGO, CA

Past

September 13, 2010 - February 1, 2021

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Kansas
(4/16/2021)

IAR

Kansas
(4/16/2021)

Missouri
(9/24/2021)

IAR

Missouri
(9/24/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/8/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/17/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/10/2010

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 7/3/2012

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Samuel A. Shore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Alexander Shore's CRS (Customer Relationship Summary).

Certified licenses

Experience

AE FINANCIAL SERVICES, LLC

MADISON AVENUE SECURITIES, LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/8/2019

Series 63

Date: 9/17/2010

SIE

Date: 10/1/2018

Series 7

Date: 9/10/2010

Series 4

Date: 7/3/2012

FINRA

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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