Andrew T. Vanderhorst
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew T Vanderhorst, who also goes by Andrew Thomas Vanderhorst, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2010. Andrew had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2024 - January 2, 2025
MCA CROSS BORDER CAPITAL INC.
July 26, 2010 - June 4, 2012
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
July 20, 2010 - June 4, 2012
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Primary Firm SEC Registration
MCA CROSS BORDER CAPITAL INC.
CRD#: 327516 / SEC#: 801-129230
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MCA CROSS BORDER CAPITAL INC.
CRD#: 327516 / SEC#: 801-129230
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 115 |
| AUM (Assets Under Management) | $ 23,792,179 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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