Matthew C. Dimmitt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Craumer Dimmitt, CFP®, who also goes by Matthew C Dimmitt, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2011. Matthew had worked at 7 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2016 - June 27, 2017
KESTRA ADVISORY SERVICES, LLC
September 6, 2016 - June 27, 2017
KESTRA INVESTMENT SERVICES, LLC
June 13, 2016 - July 29, 2016
EDWARD JONES
June 10, 2016 - July 29, 2016
EDWARD JONES
January 21, 2016 - April 14, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 20, 2016 - April 14, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 4, 2015 - August 19, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 3, 2015 - August 19, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 20, 2012 - February 24, 2015
MORGAN STANLEY
July 20, 2012 - February 24, 2015
MORGAN STANLEY
January 26, 2012 - April 13, 2013
SMG SECURITIES, INC.
July 12, 2011 - January 10, 2012
UBS FINANCIAL SERVICES INC.
January 21, 2011 - July 12, 2011
SMG SECURITIES, INC.
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
