SJ
Scott A. Johnson
MILLENNIAL ADVISERS.
Seattle, WA
Some features on this profile are disabled
CRD#: 5817734
SJ
Professional summary
Scott A Johnson, who also goes by Scott Alistair Johnson, Scott Johnson, is a registered financial advisor currently at MILLENNIAL ADVISERS, LLC. located in Seattle, Washington and ALLIED MILLENNIAL PARTNERS, LLC located in New York, New York.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Scott has worked at 6 firms and has passed the Series 66, Series 99TO, Series 52TO, Series 79TO, Series 3, SIE, Series 7, Series 53, Series 14, Series 4, Series 9, Series 10 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott Alistair Johnson | Scott Johnson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
*372138-FINRA Arbitrator; Investment related- No;Independent Contractor; (proprietor, partner, officer, director, employee, trustee, agent); Jun 2019; during business hours: 0; after business hours: 2
CRS (Client Relationship Summary) - RIA
Click below to view Scott A Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 25, 2021 - Present
MILLENNIAL ADVISERS, LLC.
RIA
CRD#: 170847
Seattle, WA
Current
May 24, 2021 - Present
ALLIED MILLENNIAL PARTNERS, LLC
Office #1: Three World Financial Center 200 Vesey Street 24th Fl, New York, NY 10281BD
CRD#: 16569
NEW YORK, NY
Current
December 6, 2021 - Present
ONESOURCE FI LLC
Office #1: Three World Financial Center 200 Vesey Street 24th Floor, New York, NY, 10281BD
CRD#: 310933
New York, NY
Past
June 4, 2019 - June 8, 2021
MORGAN STANLEY
RIA
CRD#: 149777
SEATTLE, WA
Past
June 4, 2019 - June 8, 2021
MORGAN STANLEY
BD
CRD#: 149777
SEATTLE, WA
Past
August 20, 2015 - May 20, 2019
B. RILEY WEALTH ADVISORS, INC.
RIA
CRD#: 115927
SEATTLE, WA
Past
April 7, 2015 - May 20, 2019
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
SEATTLE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MILLENNIAL ADVISERS, LLC.
EJ STERLING LLC | MILLENNIAL ADVISERS, LLC. | FINANCIAL EDGE, LLC - DBA | EJ STERLING STRATEGIC WEALTH MANAGEMENT LLC
CRD#: 170847 / SEC#: 801-118627
RIA
Registered Investment Advisory firm - (5/1/2020 Approved)California
Registered Investment Advisory firm - (7/30/2020 Terminated)Connecticut
Registered Investment Advisory firm - (7/2/2020 Terminated)Louisiana
Registered Investment Advisory firm - (7/1/2020 Terminated)Maryland
Registered Investment Advisory firm - (8/3/2020 Terminated)New Jersey
Registered Investment Advisory firm - (8/17/2020 Terminated)New York
Registered Investment Advisory firm - (6/30/2020 Terminated)North Carolina
Registered Investment Advisory firm - (7/1/2020 Terminated)Texas
Registered Investment Advisory firm - (6/30/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/27/2022)
RR
Alaska(1/27/2022)
RR
Arizona(1/27/2022)
RR
Arkansas(1/27/2022)
RR
California(1/27/2022)
RR
Colorado(1/27/2022)
RR
Connecticut(1/27/2022)
RR
Delaware(1/27/2022)
RR
District of Columbia(1/27/2022)
RR
Florida(1/27/2022)
RR
Georgia(1/27/2022)
RR
Hawaii(1/27/2022)
RR
Idaho(1/27/2022)
RR
Illinois(1/27/2022)
RR
Indiana(1/27/2022)
RR
Iowa(1/27/2022)
RR
Kansas(1/27/2022)
RR
Kentucky(1/27/2022)
RR
Louisiana(1/27/2022)
RR
Maine(1/27/2022)
RR
Maryland(1/27/2022)
RR
Massachusetts(1/27/2022)
RR
Michigan(1/27/2022)
RR
Minnesota(1/27/2022)
RR
Mississippi(1/27/2022)
RR
Missouri(1/27/2022)
RR
Montana(1/27/2022)
RR
Nebraska(1/27/2022)
RR
Nevada(1/27/2022)
RR
New Hampshire(1/27/2022)
RR
New Jersey(1/27/2022)
RR
New Mexico(1/27/2022)
RR
New York(5/24/2021)
RR
North Carolina(1/27/2022)
RR
North Dakota(1/27/2022)
RR
Ohio(1/28/2022)
RR
Oklahoma(1/27/2022)
RR
Oregon(1/27/2022)
RR
Pennsylvania(1/27/2022)
RR
Puerto Rico(1/27/2022)
RR
Rhode Island(1/27/2022)
RR
South Carolina(1/27/2022)
RR
South Dakota(1/27/2022)
RR
Tennessee(1/27/2022)
RR
Texas(1/27/2022)
RR
Utah(1/27/2022)
RR
Vermont(1/27/2022)
RR
Virginia(1/27/2022)
RR
Washington(5/24/2021)
IAR
Washington(5/25/2021)
RR
West Virginia(1/27/2022)
RR
Wisconsin(1/27/2022)
RR
Wyoming(1/27/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/8/2025
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 9/30/2024
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 7/12/2021
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MILLENNIAL ADVISERS, LLC.
EJ STERLING LLC | MILLENNIAL ADVISERS, LLC. | FINANCIAL EDGE, LLC - DBA | EJ STERLING STRATEGIC WEALTH MANAGEMENT LLC
CRD#: 170847 / SEC#: 801-118627
RIA
Registered Investment Advisory firm - (5/1/2020 Approved)California
Registered Investment Advisory firm - (7/30/2020 Terminated)Connecticut
Registered Investment Advisory firm - (7/2/2020 Terminated)Louisiana
Registered Investment Advisory firm - (7/1/2020 Terminated)Maryland
Registered Investment Advisory firm - (8/3/2020 Terminated)New Jersey
Registered Investment Advisory firm - (8/17/2020 Terminated)New York
Registered Investment Advisory firm - (6/30/2020 Terminated)North Carolina
Registered Investment Advisory firm - (7/1/2020 Terminated)Texas
Registered Investment Advisory firm - (6/30/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Three World Financial 200 Vesey Street 24th Floor, New York, NY 10281
Mailing Address
Phone number
(646) 532-2400
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 380 |
| AUM (Assets Under Management) | $ 58,664,613 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
