Scott A Johnson
Professional Summary
Scott A Johnson, who also goes by Scott Alistair Johnson, Scott Johnson, is a registered financial advisor currently at MILLENNIAL ADVISERS, LLC. located in Seattle, Washington and ALLIED MILLENNIAL PARTNERS, LLC located in New York, New York. Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Scott has worked at 6 firms and has passed the Series 66, Series 99TO, Series 52TO, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Scott Alistair Johnson, Scott Johnson
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
11 years in the financial services industry
Current & Past Employments
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Current Firm
EJ STERLING LLC | MILLENNIAL ADVISERS, LLC. | FINANCIAL EDGE, LLC - DBA | EJ STERLING STRATEGIC WEALTH MANAGEMENT LLC
Contact Information
Main Address
Three World Financial 200 Vesey Street 24th Floor, New York, NY 10281Phone Number
(646) 532-2400# of Employees
14SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
449AUM (Assets Under Management)
$339,355,692Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
EJ STERLING LLC | MILLENNIAL ADVISERS, LLC. | FINANCIAL EDGE, LLC - DBA | EJ STERLING STRATEGIC WEALTH MANAGEMENT LLC
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Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2024About the Series 52TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jul 2021About the Series 79TO examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jun 2016About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Mar 2016About the Series 10 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Scott A Johnson's CRS (Customer Relationship Summary).
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