Steven E. Neeley

FORTRESS CAPITAL ADVISORS

Carmel, IN

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CRD#: 5817540

Professional summary

Steven Eugene Neeley, CFP® is a registered financial advisor currently at FORTRESS CAPITAL ADVISORS located in Carmel, Indiana.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Steven has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Neeley occasionally provides ride share services on a part-time basis to supplement his income. This service is not offered to advisory firm clients of Fortress Capital Advisors and is not considered a conflict of interest. This activity involves approximately five to ten hours a week of Mr. Neeley's time outside of traditional business hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Eugene Neeley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

August 30, 2022 - Present

FORTRESS CAPITAL ADVISORS

RIA

CRD#: 323182

Carmel, IN

Past

October 30, 2020 - August 3, 2022

TMD WEALTH MANAGEMENT

RIA

CRD#: 309514

SCOTTSDALE, AZ

Past

August 15, 2019 - September 30, 2020

ONE CHARLES PRIVATE WEALTH

RIA

CRD#: 286635

Scottsdale, AZ

Past

August 12, 2010 - July 1, 2019

TMD & ASSOCIATES, INC.

RIA

CRD#: 113896

SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(8/30/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/11/2010

Uniform Investment Adviser Law Examination

Current Firm

FORTRESS CAPITAL ADVISORS

FORTRESS CAPITAL ADVISORS | FORTRESS CAPITAL ADVISORS LLC

CRD#: 323182 / SEC#:

Indiana

Registered Investment Advisory firm - (8/30/2022 Approved)

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Contact information

Main Address

Carmel, IN

Mailing Address

Phone number

(317) 210-3727

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	15
AUM (Assets Under Management)	$ 5,688,156

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven E. Neeley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Eugene Neeley's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTRESS CAPITAL ADVISORS

TMD WEALTH MANAGEMENT

ONE CHARLES PRIVATE WEALTH

TMD & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/11/2010

Current Firm

FORTRESS CAPITAL ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FORTRESS CAPITAL ADVISORS

TRUST BUT VERIFY

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