Ari M. Teplitz

TEPLITZ FINANCIAL GROUP LLC

Old Bridge, NJ 08857

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CRD#: 5816950

Professional summary

Ari Menachem Teplitz, CFP®, ChFC® is a registered financial advisor currently at TEPLITZ FINANCIAL GROUP LLC located in Old Bridge, New Jersey and OSAIC WEALTH, INC. located in Old Bridge, New Jersey.

Ari is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Ari has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TEPLITZ FINANCIAL GROUP - REGISTERED INVESTMENT ADVISOR, FIXED INSURANCE SALES, AND CONSULTING. SECURITIES RELATED. START DATE 9/1/2014. PARTNER, 50%. 160 HOURS DEVOTED PER MONTH, 140 HOURS DURING MARKET HOURS. THEATRE DEVELOPMENT FUND. THEATRE EDUCATION AND OUTREACH ORGANIZATION. BOARD MEMBER, 0% OWNERSHIP. NOT SECURITIES RELATED. START DATE 6/23/2015. 5 HOURS DEVOTED PER MONTH, ZERO HOURS DURING MARKET HOURS. MARLBORO JEWISH CENTER - RELIGIOUS ORGANIZATION, BOARD OF TRUSTEES, NOT INVESTMENT RELATED, START DATE = 7/2020, 5 HOURS PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ari Menachem Teplitz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

ChFC^®

Chartered Financial Consultant

Experience

Current

December 20, 2018 - Present

TEPLITZ FINANCIAL GROUP LLC

Office #1: 3 Jocama Boulevard Suite 200a, Old Bridge, NJ 08857

RIA

CRD#: 122038

Old Bridge, NJ

Current

October 11, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 3 Jocama Blvd Suite 200a, Old Bridge, NJ 08857

RIA

CRD#: 23131

OLD BRIDGE, NJ

Past

September 26, 2014 - December 31, 2020

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK, NY

Past

July 21, 2014 - October 11, 2024

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

OLD BRIDGE, NJ

Past

October 25, 2011 - July 24, 2014

NYLIFE SECURITIES LLC

CRD#: 5167

STRATFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TEPLITZ FINANCIAL GROUP LLC

DANIEL TEPLITZ & ASSOCIATES | TEPLITZ, DANIEL | TEPLITZ FINANCIAL GROUP LLC | DANIEL TEPLITZ & ASSOCIATES FINANCIAL ADVISORS, LLC

CRD#: 122038 / SEC#: 801-126103

RIA

Registered Investment Advisory firm - (7/15/2022 Approved)

California

Registered Investment Advisory firm - (8/24/2022 Terminated)

Florida

Registered Investment Advisory firm - (7/25/2022 Terminated)

New Jersey

Registered Investment Advisory firm - (12/12/2022 Terminated)

New York

Registered Investment Advisory firm - (7/25/2022 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/25/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/11/2024)

Colorado
(10/11/2024)

Connecticut
(10/11/2024)

Florida
(10/11/2024)

Georgia
(10/11/2024)

Illinois
(10/11/2024)

Kansas
(10/11/2024)

Kentucky
(10/11/2024)

Maine
(10/11/2024)

Maryland
(10/11/2024)

Massachusetts
(10/11/2024)

Minnesota
(10/11/2024)

IAR

New Jersey
(12/21/2018)

New Jersey
(10/11/2024)

New York
(10/11/2024)

North Carolina
(10/11/2024)

Pennsylvania
(10/11/2024)

Texas
(10/11/2024)

Virginia
(10/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/22/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/3/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/9/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/24/2011

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

TEPLITZ FINANCIAL GROUP LLC

DANIEL TEPLITZ & ASSOCIATES | TEPLITZ, DANIEL | TEPLITZ FINANCIAL GROUP LLC | DANIEL TEPLITZ & ASSOCIATES FINANCIAL ADVISORS, LLC

CRD#: 122038 / SEC#: 801-126103

RIA

Registered Investment Advisory firm - (7/15/2022 Approved)

California

Registered Investment Advisory firm - (8/24/2022 Terminated)

Florida

Registered Investment Advisory firm - (7/25/2022 Terminated)

New Jersey

Registered Investment Advisory firm - (12/12/2022 Terminated)

New York

Registered Investment Advisory firm - (7/25/2022 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/25/2022 Terminated)

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Contact information

Main Address

3 Jocama Boulevard Suite 200a, Old Bridge, NJ 08857

Mailing Address

Phone number

(732) 591-0909

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/13/2025)

Regulatory assets under management

Total Number of Accounts	364
AUM (Assets Under Management)	$ 116,536,547

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ari M. Teplitz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ari Menachem Teplitz's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

AMERICAN PORTFOLIOS ADVISORS, INC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

TEPLITZ FINANCIAL GROUP LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/22/2014

Series 63

Date: 11/3/2011

SIE

Date: 10/1/2018

Series 7

Date: 12/9/2013

Series 6

Date: 10/24/2011

FINRA

Current Firm

TEPLITZ FINANCIAL GROUP LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TEPLITZ FINANCIAL GROUP LLC

TRUST BUT VERIFY

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