Ari Menachem Teplitz
CFP®, ChFC®Professional Summary
Ari Menachem Teplitz, CFP®, ChFC® is a registered financial advisor currently at TEPLITZ FINANCIAL GROUP LLC located in Old Bridge, New Jersey. Ari is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Ari has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
DANIEL TEPLITZ & ASSOCIATES | TEPLITZ, DANIEL | TEPLITZ FINANCIAL GROUP LLC | DANIEL TEPLITZ & ASSOCIATES FINANCIAL ADVISORS, LLC
Contact Information
Main Address
3 Jocama Boulevard Suite 200a, Old Bridge, NJ 08857Phone Number
(732) 591-0909# of Employees
2SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
393AUM (Assets Under Management)
$131,696,552Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
DANIEL TEPLITZ & ASSOCIATES | TEPLITZ, DANIEL | TEPLITZ FINANCIAL GROUP LLC | DANIEL TEPLITZ & ASSOCIATES FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
(12/21/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 2011About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Ari Menachem Teplitz's CRS (Customer Relationship Summary).
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