AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JD

Jon-wesley A. Davis

CORNERSTONE WEALTH PLANNING
NEW GLOUCESTER, ME 04260
Some features on this profile are disabled
CRD#: 5816745
JD

Professional summary

Jon-wesley Austin Davis, who also goes by Wes Davis, is a registered financial advisor currently at CORNERSTONE WEALTH PLANNING located in New Gloucester, Maine and LPL FINANCIAL LLC located in New Gloucester, Maine.

Jon-wesley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Jon-wesley has worked at 3 firms and has passed the Series 66, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Wes Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon-wesley Austin Davis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 17, 2020 - Present

CORNERSTONE WEALTH PLANNING

Office #1: 49 Farm View Dr. Suite 302, New Gloucester, ME 04260
RIA
CRD#: 306182
NEW GLOUCESTER, ME
Current

February 4, 2015 - Present

LPL FINANCIAL LLC

Office #1: 49 Farm View Dr Ste 302, New Gloucester, ME 04260
RIA
BD
CRD#: 6413
NEW GLOUCESTER, ME
Past

March 16, 2015 - October 8, 2020

LPL FINANCIAL LLC

RIA
CRD#: 6413
FORT MILL, SC
Past

June 29, 2010 - January 12, 2015

LAKE STREET ADVISORS, LLC

RIA
CRD#: 125471
PORTSMOUTH, NH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(3/10/2017)
RR
Maine
(3/16/2015)
IAR
Maine
(1/17/2020)
RR
North Carolina
(3/10/2017)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/20/2015
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 1/11/2010
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/3/2015
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CW
CORNERSTONE WEALTH PLANNING
CORNERSTONE WEALTH PLANNING

CRD#: 306182 / SEC#:

Maine
Registered Investment Advisory firm - (1/17/2020 Approved)
South Carolina
Registered Investment Advisory firm - (1/5/2021 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
49 Farm View Dr. Suite 302, New Gloucester, ME 04260
Mailing Address
Phone number
(207) 376-3160
Established
Firm type
Fiscal year end
# of Employees
5

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts386
AUM (Assets Under Management)$ 88,021,305

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CORNERSTONE WEALTH PLANNING

CRD#: 306182New Gloucester, ME 04260

TRUST BUT VERIFY

Monitor Jon-wesley Davis

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Diana London
Diana LondonAdvisorCheck Check Mark
PFS INVESTMENTS INC.
IAR
RR
Windham, ME
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.