Jon-wesley Austin Davis
Professional Summary
Jon-wesley Austin Davis, who also goes by Wes Davis, is a registered financial advisor currently at CORNERSTONE WEALTH PLANNING located in New Gloucester, Maine and LPL FINANCIAL LLC located in New Gloucester, Maine. Jon-wesley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Jon-wesley has worked at 3 firms and has passed the Series 66, Series 65, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Wes Davis
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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PFS INVESTMENTS INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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PFS INVESTMENTS INC.
Years of Experience
16 years in the financial services industry
Current & Past Employments
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Current Firm
CORNERSTONE WEALTH PLANNING
Contact Information
Main Address
49 Farm View Dr. Suite 302, New Gloucester, ME 04260Phone Number
(207) 376-3160# of Employees
5Documents
Regulatory Assets Under Management
Total Number of Accounts
390AUM (Assets Under Management)
$104,687,963Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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PFS INVESTMENTS INC.
State Registrations and Notice Filings
(3/10/2017)
(3/16/2015)
(1/17/2020)
(3/10/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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PFS INVESTMENTS INC.
CRS (Client Relationship Summary) - RIA
Click below to view Jon-wesley Austin Davis's CRS (Customer Relationship Summary).
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PFS INVESTMENTS INC.
