Donald F. Crumrine

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CRD#: 58166

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Donald Frasier Crumrine was a registered financial professional .

Donald is a previously registered financial professional and started their career in finance in 1997. Donald had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER & DIRECTOR OF FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED, FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FUND INCORPORATED, FLAHERTY & CRUMRINE/CLAYMORE PREFERRED SECURITIES INCOME FUND INCOPORATED AND FLAHERTY & CRUMRINE/CLAYMORE TOTAL RETURN FUND INCOPORATED. THESE ARE CLOSED-END REGISTERED INVESTMENT COMPANIES MANAGED BY FLAHERTY & CRUMRINE INCOPORATED.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 8, 1997 - December 31, 2023

FLAHERTY & CRUMRINE INCORPORATED

RIA

CRD#: 105499

PASADENA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FLAHERTY & CRUMRINE INCORPORATED

FLAHERTY & CRUMRINE INC | FLAHERTY & CRUMRINE INCORPORATED

CRD#: 105499 / SEC#: 801-19384

RIA

Registered Investment Advisory firm - (7/21/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

FLAHERTY & CRUMRINE INCORPORATED

FLAHERTY & CRUMRINE INC | FLAHERTY & CRUMRINE INCORPORATED

CRD#: 105499 / SEC#: 801-19384

RIA

Registered Investment Advisory firm - (7/21/1983 Approved)

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Contact information

Main Address

301 E Colorado Blvd Suite 800, Pasadena, CA 91101-1911

Mailing Address

Phone number

(626) 795-7300

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FLAHERTY & CRUMRINE INCORPORATED (7/11/2025)

Regulatory assets under management

Total Number of Accounts	17
AUM (Assets Under Management)	$ 4,063,203,427

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Donald F. Crumrine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FLAHERTY & CRUMRINE INCORPORATED

Primary Firm SEC Registration

FLAHERTY & CRUMRINE INCORPORATED

State Registrations and Notice Filings

Exams

Current Firm

FLAHERTY & CRUMRINE INCORPORATED

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FLAHERTY & CRUMRINE INCORPORATED

TRUST BUT VERIFY

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