Gustavo Rodriguez

BBVA GLOBAL WEALTH ADVISORS

Miami, FL 33131

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CRD#: 5816575

Professional summary

Gustavo Rodriguez, who also goes by Gustavo Rodriguez Jr, is a registered financial advisor currently at BBVA GLOBAL WEALTH ADVISORS, INC. located in Miami, Florida.

Gustavo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Gustavo has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7TO, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gustavo Rodriguez Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gustavo Rodriguez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 19, 2025 - Present

BBVA GLOBAL WEALTH ADVISORS, INC.

Office #1: 501 Brickell Key Drive Suite 601, Miami, FL 33131

RIA

CRD#: 327326

Miami, FL

Past

December 22, 2023 - March 3, 2025

CG COMPASS (USA) LLC

CRD#: 129837

Miami, FL

Past

June 18, 2020 - December 4, 2023

EFG CAPITAL INTERNATIONAL

CRD#: 40118

MIAMI, FL

Past

October 1, 2012 - June 10, 2016

J.P. MORGAN SECURITIES LLC

CRD#: 79

MIAMI, FL

Past

July 22, 2010 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BBVA GLOBAL WEALTH ADVISORS, INC.

CRD#: 327326 / SEC#: 801-129582

RIA

Registered Investment Advisory firm - (2/26/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/9/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/30/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/2/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7TO

Date: 6/18/2020

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/21/2010

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/26/2024

General Securities Principal Examination

Current Firm

BBVA GLOBAL WEALTH ADVISORS, INC.

CRD#: 327326 / SEC#: 801-129582

RIA

Registered Investment Advisory firm - (2/26/2024 Approved)

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Contact information

Main Address

501 Brickell Key Drive Suite 601, Miami, FL 33131

Mailing Address

Phone number

(305) 205-7752

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BBVA GWA ADV 2A APPENDIX WRAP FEE PROGRAM (11/5/2025)

BBVA GWA ADV 2A (11/5/2025)

Regulatory assets under management

Total Number of Accounts	665
AUM (Assets Under Management)	$ 1,208,850,630

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gustavo Rodriguez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gustavo Rodriguez's CRS (Customer Relationship Summary).

Certified licenses

Experience

CG COMPASS (USA) LLC

EFG CAPITAL INTERNATIONAL

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

Primary Firm SEC Registration

BBVA GLOBAL WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/9/2025

Series 63

Date: 7/30/2010

SIE

Date: 1/2/2023

Series 7TO

Date: 6/18/2020

Series 6

Date: 7/21/2010

Series 24

Date: 2/26/2024

Current Firm

BBVA GLOBAL WEALTH ADVISORS, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BBVA GLOBAL WEALTH ADVISORS, INC.

TRUST BUT VERIFY

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