GL
Guillermo A. Lavergne Lopez
SAN JUAN, PR 00908
Some features on this profile are disabled
CRD#: 5816467
GL
Professional summary
Guillermo Andres Lavergne Lopez, who also goes by Guillermo Andres Lavergne Lopez, was a registered financial advisor .
Guillermo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Guillermo had worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 79 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Guillermo Andres Lavergne Lopez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Lerner Solutions Not investment related Address: 2255 Centre Ave Bellmore, NY - 11710 Nature of the other business: IT services Position: Board of Directors Member Start Date: 10/2024 Approximate number of hours/month you devote to the other business: 6 hrs/month Number of hours you devote to the other business during securities trading hours: 4 hrs/month Briefly describe your duties relating to the other business: Discussions with other Board members, CEO and / or management team on company topics such as strategy, financial and operating performance, organizational and business development matters, among others. 2. Forio Not investment related Address: 533 Airport Boulevard, Suite 400, Burlingame, CA 94110 Nature of the other business: Software Position: Board of Directors Member Start Date: 08/2024 Approximate number of hours/month you devote to the other business: 5 hrs/month Number of hours you devote to the other business during securities trading hours: 3 hrs/month Briefly describe your duties relating to the other business: Discussions with other Board members, CEO and / or management team on company topics such as strategy, financial and operating performance, organizational and business development matters, among others. 3. Katonah Management Services Not investment related Address: 334 Underhill Ave. 5D, Yorktown Heights, NY 10598 Nature of the other business: Residential Property Management Position: Board of Directors Member Start Date: 02/2024 Approximate number of hours/month you devote to the other business: 5 hrs/month Number of hours you devote to the other business during securities trading hours: 3 hrs/month Briefly describe your duties relating to the other business: Discussions with other Board members, CEO and / or management team on company topics such as strategy, financial and operating performance, organizational and business development matters, among others. 4. NeoAssist Not investment related Address: R. Pais Leme, 524 - Pinheiros, S�o Paulo - SP, 05424-010, Brazil Nature of the other business: Software Position: Board of Directors Member Start Date: 02/2021 Approximate number of hours/month you devote to the other business: 6 hrs/month Number of hours you devote to the other business during securities trading hours: 4 hrs/month Briefly describe your duties relating to the other business: Discussions with other Board members, CEO and / or management team on company topics such as strategy, financial and operating performance, organizational and business development matters, among others. 5. NextGen Community Management Not investment related Address: Miramar Plaza, 954 Ave. Ponce de Leon, Suite 201A, San Juan, Puerto Rico 00908 Nature of the other business: Home Owner Management Position: Co-Founder & Board of Directors Member Start Date: 02/2022 Approximate number of hours/month you devote to the other business: 6 hrs/month Number of hours you devote to the other business during securities trading hours: 4 hrs/month Briefly describe your duties relating to the other business: Discussions with other Board members, CEO and / or management team on company topics such as strategy, financial and operating performance, organizational and business development matters, among others. 6. QMC Telecom LLC Not investment related Address: Miramar Plaza, 954 Ave. Ponce de Leon, Suite 201A, San Juan, Puerto Rico 00908 Nature of the other business: Telecom Service Provider Position: Board of Directors Member Start Date: 01/2023 Approximate number of hours/month you devote to the other business: 3 hrs/month Number of hours you devote to the other business during securities trading hours: 2 hrs/month Briefly describe your duties relating to the other business: Discussions with other Board members, CEO and / or management team on company topics such as strategy, financial and operating performance, organizational and business development matters, among others.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 21, 2025 - Present
Office #1: Miramar Plaza 954 Ave. Ponce De León, Suite 201a, San Juan, PR, 00908
SAN JUAN, PR
Past
August 19, 2010 - February 10, 2015
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Puerto Rico(10/21/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
