Josefa A. Palma

FIERA CAPITAL

NEW YORK, NY 10022

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CRD#: 5816379

Professional summary

Josefa Alicia Palma, who also goes by Josefa Palma, is a registered financial advisor currently at FIERA CAPITAL INC. located in New York, New York.

Josefa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Josefa has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 79 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Josefa Palma

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Fiera Capital, Inc.; Investment Related; New York, NY; Investment Management; Direct Client Investments; Vice President; Start 09/2016; 200 hours per month, 130 during trading hours, Asset allocation and portfolio management for individuals

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Josefa Alicia Palma's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 17, 2021 - Present

FIERA CAPITAL INC.

Office #1: 477 Madison Avenue Suite 720, New York, NY 10022

RIA

CRD#: 113638

NEW YORK, NY

Past

July 11, 2018 - December 31, 2023

FORESIDE FUND SERVICES, LLC

CRD#: 46106

New York, NY

Past

November 1, 2010 - July 2, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

September 6, 2010 - November 1, 2010

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIERA CAPITAL INC.

CRD#: 113638 / SEC#: 801-8948

RIA

Registered Investment Advisory firm - (12/22/1972 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/17/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/4/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/11/2018

General Securities Representative Examination

General Industry/Product Exam

Series 79

Date: 9/3/2010

Investment Banking Registered Representative Examination

Current Firm

FIERA CAPITAL INC.

CRD#: 113638 / SEC#: 801-8948

RIA

Registered Investment Advisory firm - (12/22/1972 Approved)

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Contact information

Main Address

477 Madison Avenue Suite 720, New York, NY 10022

Mailing Address

Phone number

(212) 300-1600

Established

Firm type

Fiscal year end

# of Employees

109

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIERA CAPITAL INC. FORM ADV PART 2A - OCTOBER 2025 (10/14/2025)

Regulatory assets under management

Total Number of Accounts	5,176
AUM (Assets Under Management)	$ 19,556,063,153

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Josefa A. Palma

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Josefa Alicia Palma's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA SECURITIES LLC

Primary Firm SEC Registration

FIERA CAPITAL INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/4/2018

SIE

Date: 10/1/2018

Series 7

Date: 7/11/2018

Series 79

Date: 9/3/2010

Current Firm

FIERA CAPITAL INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIERA CAPITAL INC.

TRUST BUT VERIFY

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