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MM

Max P. Mickiewicz

CAPITAL MARKETS SERVICES
OSPREY, FL
Some features on this profile are disabled
CRD#: 5816367
MM

Professional summary

Max Paul Mickiewicz, who also goes by Max Mickiewicz, is a registered financial advisor currently at CAPITAL MARKETS SERVICES, LLC located in Osprey, Florida.

Max is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Max has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 79 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Max Mickiewicz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Max Paul Mickiewicz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 27, 2025 - Present

CAPITAL MARKETS SERVICES, LLC

RIA
CRD#: 334167
OSPREY, FL
Past

July 11, 2019 - February 23, 2024

TPG CAPITAL BD, LLC

BD
CRD#: 143876
SAN FRANCISCO, CA
Past

May 10, 2019 - June 6, 2019

BOFA SECURITIES, INC.

BD
CRD#: 283942
SAN FRANCISCO, CA
Past

November 1, 2010 - May 10, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
SAN FRANCISCO, CA
Past

September 6, 2010 - November 1, 2010

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(10/27/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/30/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/17/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 9/3/2010
Investment Banking Registered Representative Examination

Current Firm

CM
CAPITAL MARKETS SERVICES, LLC
CAPITAL MARKETS SERVICES, LLC

CRD#: 334167 / SEC#:

Florida
Registered Investment Advisory firm - (10/27/2025 Approved)
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Contact information

Main Address
Osprey, FL
Mailing Address
Po Box 18262, Sarasota, FL 34276
Phone number
(941) 367-9616
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

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Company Information

CAPITAL MARKETS SERVICES, LLC

CRD#: 334167Osprey, FL

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