KJ
Kyle M. James
MODERN WEALTH MANAGEMENT
MOORESVILLE, IN 46158
Some features on this profile are disabled
CRD#: 5816179
KJ
Professional summary
Kyle Martin James, who also goes by Kyle James, is a registered financial advisor currently at MODERN WEALTH MANAGEMENT, LLC located in Mooresville, Indiana.
Kyle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Kyle has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kyle James
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MARTIN JAMES, CPA, PC 130 Meadowlake Dr., Moorseville, IN 46168, not investment related. Start date: 5/2010. Senior Manager/CPA. Provide tax and accounting services along with recommendation and implementation of fixed insurance products (investment related) in the financial planning process. 40 hrs/mo and 40/hrs mo during securities trading hours. 2) Backyard Farms, LLC., 3475 N CR 900 E, Brownsburg, IN 46112. not investment related. Start Date: 3/2020. Manager for my wife, who is sole owner's business. Small farm - raising pigs, chickens and cattle. 3) Indy Mavericks, Inc. Not Investment Related. 8 Laurel Valley Dr. Brownsburg, IN 46112. Girls Softball Team. Vice President of Board/Assistant Coach. Start Date: 7/22/2024. 10 hours per week outside of securities trading hours. 0 hours per week during securities trading hours. Assistant coach to a youth girls travel softball team and Vice President of the board. 4) Unnamed LLC. Investment Related. Passive Income. Long Term Rental Property. 3475 N County Road 900 E, Brownsburg, IN 46112. Owner and Member. 0 hours during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Kyle Martin James's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 16, 2023 - Present
MODERN WEALTH MANAGEMENT, LLC
Office #1: 130 Meadow Lake Drive, Mooresville, IN 46158RIA
CRD#: 324624
MOORESVILLE, IN
Past
August 27, 2010 - October 13, 2023
WORLD EQUITY GROUP, INC.
RIA
CRD#: 29087
MOORESVILLE, IN
Past
July 20, 2010 - October 13, 2023
WORLD EQUITY GROUP, INC.
BD
CRD#: 29087
MOORESVILLE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MODERN WEALTH MANAGEMENT, LLC
MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC
CRD#: 324624 / SEC#: 801-127231
RIA
Registered Investment Advisory firm - (5/2/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(10/16/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MW
MODERN WEALTH MANAGEMENT, LLC
MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC
CRD#: 324624 / SEC#: 801-127231
RIA
Registered Investment Advisory firm - (5/2/2023 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
13550 W 95th St., Lenexa, KS 66227
Mailing Address
Phone number
(913) 393-1000
Established
Firm type
Fiscal year end
# of Employees
150
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 18,823 |
| AUM (Assets Under Management) | $ 6,148,915,787 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MODERN WEALTH MANAGEMENT, LLC
CRD#: 324624Mooresville, IN 46158TRUST BUT VERIFY
Monitor Kyle James
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
