Andrew R. Hoffarth
Professional summary
Andrew Raymond Hoffarth, CFP®, who also goes by Andrew R. Hoffarth, Thomas Andrew Raymond Hoffarth, is a registered financial advisor currently at FINANCIAL ALTERNATIVES, INC. located in Franklin, Tennessee.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Andrew has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Raymond Hoffarth's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2013
Experience
July 23, 2021 - Present
FINANCIAL ALTERNATIVES, INC.
January 4, 2017 - December 31, 2021
ESSENTIAL PLANNERS
January 9, 2013 - February 28, 2017
SECURITIES AMERICA ADVISORS, INC.
March 27, 2012 - February 28, 2017
SECURITIES AMERICA, INC.
Primary Firm SEC Registration
FINANCIAL ALTERNATIVES, INC.
CRD#: 108245 / SEC#: 801-57864
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/23/2021)
(6/28/2024)
Exams
Current Firm
FINANCIAL ALTERNATIVES, INC.
CRD#: 108245 / SEC#: 801-57864
Contact information
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,258 |
| AUM (Assets Under Management) | $ 614,784,199 |
Red Flags
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