AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
CV

Conan J. Vitale

GENEVA STOCK, L.L.C.
Gurnee, IL 60031
Some features on this profile are disabled
CRD#: 5816005
CV

Professional summary

Conan James Vitale is a registered financial professional currently at GENEVA STOCK, L.L.C. located in Gurnee, Illinois.

Conan is registered as a RR (Registered Representative) and started their career in finance in 2011. Conan has worked at 3 firms and has passed the Series 57TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Conan James Vitale's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 3, 2015 - Present

GENEVA STOCK, L.L.C.

Office #1: 4973 Boulders Drive, Gurnee, IL 60031
BD
CRD#: 104435
Gurnee, IL
Past

August 18, 2011 - November 2, 2015

HEELS 27 LLC

BD
CRD#: 113692
CHICAGO, IL
Past

March 21, 2011 - May 2, 2011

VITALE TRADING LLC

BD
CRD#: 130896
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA

Current Firm

GS
GENEVA STOCK, L.L.C.
GENEVA STOCK, L.L.C.

CRD#: 104435 / SEC#: , 8-52903

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
4973 Boulders Drive, Gurnee, IL 60031
Mailing Address
4973 Boulders Drive, Gurnee, IL 60031
Phone number
(773) 677-3268
Established
Illinois since 09/07/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
GENEVA DERIVATIVES TRADING CORPMANAGING MEMBER
SILVERMAN, GARY ROBERTMANAGER/TP2346095
WILLIAMS, DANIEL CROWLEYMANAGER/CCO/TP1135589

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GENEVA STOCK, L.L.C.

CRD#: 104435Gurnee, IL 60031

TRUST BUT VERIFY

Monitor Conan Vitale

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

AM
Allison MoranAdvisorCheck Check Mark
ONEAMERICA SECURITIES, INC.
RR
Lincolnshire, IL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics