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SS

Stephen T. Schreiber

GENEVA STOCK, L.L.C.
Gurnee, IL 60031
Some features on this profile are disabled
CRD#: 5815994
SS

Professional summary

Stephen Thomas Schreiber is a registered financial professional currently at GENEVA STOCK, L.L.C. located in Gurnee, Illinois.

Stephen is registered as a RR (Registered Representative) and started their career in finance in 2011. Stephen has worked at 2 firms and has passed the Series 57TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephen Thomas Schreiber's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 3, 2015 - Present

GENEVA STOCK, L.L.C.

Office #1: 4973 Boulders Drive, Gurnee, IL 60031
BD
CRD#: 104435
Gurnee, IL
Past

March 21, 2011 - November 2, 2015

HEELS 27 LLC

BD
CRD#: 113692
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA

Current Firm

GS
GENEVA STOCK, L.L.C.
GENEVA STOCK, L.L.C.

CRD#: 104435 / SEC#: , 8-52903

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
4973 Boulders Drive, Gurnee, IL 60031
Mailing Address
4973 Boulders Drive, Gurnee, IL 60031
Phone number
(773) 677-3268
Established
Illinois since 09/07/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
GENEVA DERIVATIVES TRADING CORPMANAGING MEMBER
SILVERMAN, GARY ROBERTMANAGER/TP2346095
WILLIAMS, DANIEL CROWLEYMANAGER/CCO/TP1135589

Disclosures

Regulatory Event4

Red Flags

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Company Information

GENEVA STOCK, L.L.C.

CRD#: 104435Gurnee, IL 60031

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