Jessie W. Fung
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jessie W Fung, who also goes by Jessie Fung, Wing Sum Fung, was a registered financial professional .
Jessie is a previously registered financial professional and started their career in finance in 2015. Jessie had worked at 1 firm and has passed the Series 63, SIE, Series 57 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 2015 - November 29, 2021
BOC INTERNATIONAL (USA) INC.
State Registrations and Notice Filings
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Exams
Current Firm
BOC INTERNATIONAL (USA) INC.
CRD#: 132919 / SEC#: , 8-66662
Contact information
Documents
Direct owners and executive officers
Red Flags
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