Emily S. Ashton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Emily Susan Ashton, who also goes by Emily Susan Ashton, Emily Ashton, Emily Susan Lasater, was a registered financial professional .
Emily is a previously registered financial professional and started their career in finance in 2013. Emily had worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2025 - August 4, 2026
AMERITAS ADVISORY SERVICES, LLC
May 28, 2019 - April 17, 2025
KDK PRIVATE WEALTH MANAGEMENT
April 3, 2014 - May 23, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
April 3, 2014 - May 23, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 1, 2013 - September 23, 2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
May 3, 2013 - September 23, 2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
