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KC

Krystina Z. Cruise

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CRD#: 5815744
KC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Krystina Zaykowski Cruise, who also goes by Krystina Cruise, Krystina M Zaykowski, Krystina Marie Zaykowski, was a registered financial professional .

Krystina is a previously registered financial professional and started their career in finance in 2010. Krystina had worked at 2 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Krystina Cruise | Krystina M Zaykowski | Krystina Marie Zaykowski

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 18, 2014 - April 21, 2016

SANDLER, O'NEILL & PARTNERS, L.P.

BD
CRD#: 23328
ATLANTA, GA
Past

March 21, 2012 - August 14, 2014

NATIXIS DISTRIBUTION, LLC

BD
CRD#: 34754
BOSTON, MA
Past

December 21, 2010 - March 14, 2012

SANDLER, O'NEILL & PARTNERS, L.P.

BD
CRD#: 23328
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 2/7/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


SO
SANDLER, O'NEILL & PARTNERS, L.P.
SANDLER, O'NEILL & PARTNERS, L.P.

CRD#: 23328 / SEC#: , 8-40214

BD
Terminated by SEC on 05/04/2020
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 08/18/1988
Firm type
Partnership
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
PIPER SANDLER COMPANIESPARENT
DELLAPIETRA, MAY FRANCESCFO, DIR AND TREASURER OF GENERAL PARTNER, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER707188
HOOPER, CHRISTOPHER STEPHEN MR.VP AND DIR OF GENERAL PARTNER; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER4828924

Disclosures


Regulatory Event8

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SANDLER, O'NEILL & PARTNERS, L.P.

CRD#: 23328

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