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David Alexander White

CRD# 5815553·Registered 2013 - 2019
Previously Registered: Being a previously registered professional could mean that David is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

David Alexander White was a registered financial advisor. David was a previously registered financial professional and started their career in finance 2013 - 2019. David had worked at 2 firms and has passed the Series 63, SIE, Series 57, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

CUTLER GROUP, LLC·CRD# 31730
BD
San Francisco, CA
November 22, 2016 - April 2, 2019
TWO SIGMA SECURITIES, LLC·CRD# 148960
BD
New York, NY
March 15, 2013 - January 29, 2014

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Current Firm

CG
CUTLER GROUP, LLC

CUTLER GROUP, LLC | TSC PARTNERS, L.P. | CUTLER GROUP, LP

CRD#: 31730 / SEC#: 8-42415
BD
Terminated by SEC on 07/16/2024

Contact Information

Established

Delaware since 07/01/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CUTLER, TRENT SHAWNMEMBER1749857
JUNO, STEVEN DMEMBER4946514
HILL, JONATHAN LEECEO4993712
LOUDON, ROBIN MALCOMCLASS A MEMBER5434470
PATTERSON, DOUGLAS BRIANCHIEF COMPLIANCE OFFICER2566967
SHARABATI, NADER ALICFO AND FINOP4297907
TRENT CUTLER CAPITAL, LLCMANAGING MEMBER—

Disclosures

Regulatory Event

27

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2013About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 57 — Securities Trader Exam

Passed Nov 2016About the Series 57 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2013

Series 7 — General Securities Representative Examination

Passed Mar 2013About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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