Robert B. Mitchell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert B Mitchell was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2012. Robert had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2015 - March 24, 2018
THE PILLAR STRATEGIES
October 11, 2013 - March 24, 2018
PRESTIGE WEALTH MANAGEMENT GROUP, LLC
August 22, 2012 - March 23, 2018
TRIAD ADVISORS LLC
Primary Firm SEC Registration
THE PILLAR STRATEGIES
CRD#: 166641 / SEC#: 801-77623
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE PILLAR STRATEGIES
CRD#: 166641 / SEC#: 801-77623
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 285 |
| AUM (Assets Under Management) | $ 150,541,788 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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