Allison A. Bolia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allison Ann Bolia, who also goes by Allison Ann Mahoney, was a registered financial professional .
Allison is a previously registered financial professional and started their career in finance in 2010. Allison had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 2015 - November 5, 2020
PALADIN ADVISORS, LLC
March 12, 2013 - December 24, 2013
COMMONWEALTH FINANCIAL NETWORK
September 19, 2012 - March 5, 2013
SANTANDER SECURITIES LLC
August 2, 2012 - September 19, 2012
LPL FINANCIAL LLC
August 9, 2010 - June 4, 2012
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PALADIN ADVISORS, LLC
CRD#: 158478 / SEC#: 801-77731
Contact information
Regulatory assets under management
| Total Number of Accounts | 342 |
| AUM (Assets Under Management) | $ 291,412,641 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
