Mark P. Murphy

RAFFA INVESTMENT ADVISERS

Arlington, VA

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CRD#: 5815088

Professional summary

Mark Parker Murphy, who also goes by Mark P Murphy, is a registered financial advisor currently at RAFFA INVESTMENT ADVISERS located in Arlington, Virginia.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Mark has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark P Murphy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Parker Murphy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 4, 2010 - Present

RAFFA INVESTMENT ADVISERS

RIA

CRD#: 136971

Arlington, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RAFFA INVESTMENT ADVISERS

RAFFA INVESTMENT ADVISERS | RAFFA WEALTH MANAGEMENT LLC

CRD#: 136971 / SEC#: 801-67687

RIA

Registered Investment Advisory firm - (3/30/2007 Approved)

District of Columbia

Registered Investment Advisory firm - (4/5/2007 Terminated)

Maryland

Registered Investment Advisory firm - (4/10/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

District of Columbia
(8/4/2010)

IAR

Virginia
(12/15/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

RAFFA INVESTMENT ADVISERS

RAFFA INVESTMENT ADVISERS | RAFFA WEALTH MANAGEMENT LLC

CRD#: 136971 / SEC#: 801-67687

RIA

Registered Investment Advisory firm - (3/30/2007 Approved)

District of Columbia

Registered Investment Advisory firm - (4/5/2007 Terminated)

Maryland

Registered Investment Advisory firm - (4/10/2007 Terminated)

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Contact information

Main Address

Washington, DC

Mailing Address

1899 L St., Nw Suite 850, Washington, DC 20036

Phone number

(202) 955-6734

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A AND PART 2B DISCLOSURE BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	618
AUM (Assets Under Management)	$ 1,540,071,340

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark P. Murphy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Parker Murphy's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAFFA INVESTMENT ADVISERS

Primary Firm SEC Registration

RAFFA INVESTMENT ADVISERS

State Registrations and Notice Filings

Exams

Current Firm

RAFFA INVESTMENT ADVISERS

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RAFFA INVESTMENT ADVISERS

TRUST BUT VERIFY

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