Richard C. Olsen

THE PACIFIC FINANCIAL GROUP

Newport Beach, CA 92663

Some features on this profile are disabled

CRD#: 5814794

Professional summary

Richard Craig Olsen is a registered financial advisor currently at THE PACIFIC FINANCIAL GROUP, INC. located in Newport Beach, California.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Richard has worked at 4 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Craig Olsen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 11, 2018 - Present

THE PACIFIC FINANCIAL GROUP, INC.

Office #1: 2077 Suite A, Newport Beach, CA 92663Office #2: 777 108th Ave Ne Suite 2100, Bellevue, WA 98004

RIA

CRD#: 105203

Newport Beach, CA

Past

June 19, 2018 - December 6, 2019

PACIFIC FINANCIAL GROUP, LLC

RIA

CRD#: 143041

NEWPORT BEACH, CA

Past

July 24, 2013 - December 24, 2013

CAPITAL INVESTMENT GROUP, INC.

CRD#: 14752

IRVINE, CA

Past

July 1, 2010 - October 13, 2011

PACIFIC FINANCIAL ASSOCIATES, INC.

CRD#: 23772

PARKLAND, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE PACIFIC FINANCIAL GROUP, INC.

GOLD STAR FINANCIAL | THE PACIFIC FINANCIAL GROUP, INC. | THE PACIFIC FINANCIAL GROUP | SERVE AND PROTECT FINANCIAL | PACIFIC FINANCIAL GROUP INC

CRD#: 105203 / SEC#: 801-18151

RIA

Registered Investment Advisory firm - (1/10/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/11/2018)

IAR

Washington
(12/12/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/19/2018

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 6/29/2010

General Securities Representative Examination

Current Firm

THE PACIFIC FINANCIAL GROUP, INC.

GOLD STAR FINANCIAL | THE PACIFIC FINANCIAL GROUP, INC. | THE PACIFIC FINANCIAL GROUP | SERVE AND PROTECT FINANCIAL | PACIFIC FINANCIAL GROUP INC

CRD#: 105203 / SEC#: 801-18151

RIA

Registered Investment Advisory firm - (1/10/1983 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1920 Adelicia Street Suite 500, Nashville, TN 37212

Mailing Address

900 20th Avenue South Suite 500, Nashville, TN 37212

Phone number

(425) 451-7722

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TPFG.FORM ADV 2A.09.11.25.FINAL (9/11/2025)

Regulatory assets under management

Total Number of Accounts	18,959
AUM (Assets Under Management)	$ 4,111,414,788

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kenneth Hickman

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brea, CA

Barton Pearce

PARK AVENUE SECURITIES LLC

IAR

IRVINE, CA

Ryan Gallo

LPL FINANCIAL LLC

IAR

FULLERTON, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Richard C. Olsen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Craig Olsen's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE PACIFIC FINANCIAL GROUP, INC.

PACIFIC FINANCIAL GROUP, LLC

CAPITAL INVESTMENT GROUP, INC.

PACIFIC FINANCIAL ASSOCIATES, INC.

Primary Firm SEC Registration

THE PACIFIC FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/19/2018

Series 7

Date: 6/29/2010

Current Firm

THE PACIFIC FINANCIAL GROUP, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE PACIFIC FINANCIAL GROUP, INC.

TRUST BUT VERIFY

Similar Advisors