Chengyi Lin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chengyi Lin, who also goes by Tong Lin, Tony Lin, was a registered financial professional .
Chengyi is a previously registered financial professional and started their career in finance in 2010. Chengyi had worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2017 - December 31, 2020
J.K. FINANCIAL SERVICES, INC.
April 23, 2014 - December 31, 2015
J.K. FINANCIAL SERVICES, INC.
March 6, 2012 - February 14, 2014
NEW ENGLAND SECURITIES
February 28, 2012 - February 14, 2014
NEW ENGLAND SECURITIES
August 2, 2010 - February 9, 2012
EQUITABLE ADVISORS, LLC
July 21, 2010 - February 9, 2012
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/10/2022
General Securities Representative ExaminationCurrent Firm
J.K. FINANCIAL SERVICES, INC.
CRD#: 103728 / SEC#: , 8-52214
Contact information
FINRA licenses (7 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
